Keyword: Portfolio managers

95 results found
Close up of an executive hands holding a pen and indicating where to sign a contract at office

“We’ve got to keep the standards high,” says PMAC president

stock exchange

Changes affect a number of Harbour and Sentry-branded funds; other funds have new risk ratings

  • By: IE Staff
  • July 22, 2019 October 17, 2019
  • 12:27

Nelson Arruda takes on portfolio management responsibilities from Alain Bergeron

  • By: IE Staff
  • July 22, 2019 October 11, 2019
  • 10:44

The firm is also lowering fees for a number of funds

  • By: IE Staff
  • June 14, 2019 October 17, 2019
  • 13:40
open door business

Sarbit Asset Management was acquired by IA in 2008

Why to consider multi-factor ETFs

new memo employee appointment notice promotion

Portfolio manager named director of private client wealth

  • By: IE Staff
  • January 22, 2019 October 11, 2019
  • 12:50
Overhead view of young business men shaking hands

Each party has different roles and responsibilities, and different regulatory obligations, to the client

Compliance reviews are increasingly leading to enforcement action

gavel with $100-bill background

The commission has reprimanded the portfolio manager for failing to identify and respond to conflicts of interest in connection with WisdomTree ETFs