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Keyword: Portfolio managers

158 results found
Illustration of two people shaking hands on two upward arrows

Agreement between Ontario and Hong Kong aims to ease market access

Judgment fine

Exec failed to disclose dealings, dealer ignored red flags, SRO alleged

Board room discussion

All provinces expected to join effort to curb duplication, burden

AI computer

CSA issues new guidance, consults on possible future reforms to address AI advances

Fraud

Level of concern declines alongside interest rates, CSA reports

Compliance sweep in 2022 found WealthBar wasn't meeting new standards

Businessman holding tablet with graphs

Easing economic, financial conditions point to growth for fund managers

Dividing groups

OSC to delegate registration to CIRO, rest of CSA considering it too

Illustration of two people shaking hands on two upward arrows

BCV Asset Management Inc. to retain Winnipeg headquarters, branding

signing document

Regulator orders fines, disgorgement against portfolio manager, broker