Keyword: National securities regulator

244 results found

The provincial budget signals action on certain proposals from the modernization task force

Advisors embracing technology section image

In 2020, regulators will grapple with harmonization, tech and climate change, predicted speakers at the Toronto Refinitiv Summit

usinessman holding binoculars with tie and shirt on cityscape

The heads of the MFDA and IIROC squared off on the future of SROs

  • By: Katie Keir
  • September 26, 2019 October 17, 2019
  • 15:49
Peggy's Cove Lighthouse Nova Scotia

Still no planned launch date for the project, which was supposed to begin in 2015

Simple better than complicated

Compliance officers still hoping for national regulator, SRO merger

Supreme Court of Canada building in Ottawa

Many hurdles remain for the CMRA before it becomes a reality

Quebec and Canadian Flags`

The Autorité des marchés financiers will continue overseeing all stakeholders in the Quebec financial sector

Supreme Court of Canada building in Ottawa

With the constitutional challenge resolved, there’s still lots to be done in creating a national regulator

Supreme Court of Canada building in Ottawa

A divided industry awaits SCC ruling on national regulator

Supreme Court of Canada

Depending on an upcoming Supreme Court of Canada ruling, the participating governments will update the timing of the new regulator’s launch