The provincial budget signals action on certain proposals from the modernization task force
In 2020, regulators will grapple with harmonization, tech and climate change, predicted speakers at the Toronto Refinitiv Summit
The heads of the MFDA and IIROC squared off on the future of SROs
Still no planned launch date for the project, which was supposed to begin in 2015
Compliance officers still hoping for national regulator, SRO merger
Many hurdles remain for the CMRA before it becomes a reality
The Autorité des marchés financiers will continue overseeing all stakeholders in the Quebec financial sector
With the constitutional challenge resolved, there’s still lots to be done in creating a national regulator
A divided industry awaits SCC ruling on national regulator
Depending on an upcoming Supreme Court of Canada ruling, the participating governments will update the timing of the new regulator’s launch