Keyword: National securities regulator

233 results found
New Alberta law to give SROs greater powers

Province requires its own “unique” regulator, finance minister says

  • By: Ian Bickis
  • March 29, 2016 December 19, 2017
  • 16:35

Delays in launching the CCMR may boost costs for participants

There’s concern that the CCMR would give regulations new powers

But there are concerns about transition to the new regulator and the possible creation of fiduciary standard for advisors

Regulator aims to minimize the impact on market participants and their businesses

The OSC’s former chairman and CEO says the federal-provincial regulatory body would reduce the current fragmentation in regulation and allow a better sharing of resources across jurisdictions


Provinces publish revised draft of Capital Markets Act

Court also asked to rule on whether the proposed new federal legislation designed to address systemic risk exceeds Parliament’s authority

William Black plans to travel to the non-participating provinces to “assure them that the door’s always open”