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Keyword: know your product

33 results found
Close of businesswoman making announcement in paper trumpet

Benchmark reform creates opportunity for vehicles that flopped in the financial crisis

people working

A sneak peek at an upcoming CE course shows three time frames are key to recommendations

Crypto platforms get until Oct. 31 to meet CSA's interim rules


Appeal Court finds alleged fiduciary duty breach can be basis for class action

Big binders

Decision on tougher investor protection measures coming by end of 2025

Mitigate your risk amid potential enforcement delays, CFR audits

three colleagues discussing their business prospects and looking at laptop screen

Regulators to explore the regulation, provision of advice online

Shot of a group of young businesspeople using a laptop during a meeting in the boardroom of a modern office

Tech-assisted recommendations can improve client outcomes

  • By: David Reeve
  • September 25, 2023 September 25, 2023
  • 15:00
Close up of businessman hands making handshake - greeting, dealing, merger and acquisition concepts

Deal brings Conquest software to CapIntel platform

  • By: IE Staff
  • August 30, 2023 August 29, 2023
  • 09:01
Hand stopping dominos

As OSC review gathers dust, regulators continue to question the ethics of proprietary-only product shelves

  • By: Katie Keir
  • August 23, 2023 August 23, 2023
  • 12:00