Sector's rapid growth raises concerns with global regulators
Firm failed to inform clients about added forex charges, regulator alleged
Regime to protect investors must also work for industry, regulator says
Government aims to improve transparency at federally regulated financial institutions
IOSCO calls for work to develop assurance standards for sustainability reporting
Rating agency hit with €1.1-million penalty for internal control shortcomings
The firm updated marketing information published prior to the emergence of ESG guidance
A review identified gaps in addressing conflicts associated with proprietary products
Lawsuits, rising regulatory, reputation risk could accelerate economic transition
Investors and supervisors need data on underlying assets, regulators say