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Keyword: Disclosure

393 results found
dirty hands of a miner

Mining disclosure needs polish, CSA declares

Regulators review found miners' technical disclosure requires improvement

financial worker analyzing business data and working with tablet computer

Extra time for financials, but high-quality disclosures needed: IOSCO

Investors need reliable, robust disclosure on Covid-19 effects, regulators say

Canadian Parliament Building at Dusk

Could government relief efforts signal future policy priorities?

The Liberals’ LEEFF program may provide insight into post-pandemic initiatives

tax inspector investigating financial documents through magnifying glass, forensic accounting or financial forensics, inspecting offshore company financial papers, documents and reports.

Retail investor returns crimped by high costs: ESMA

The regulator's research finds investment fund costs remain high

suspicious client

ESMA votes no on commission ban — for now

Regulator recommends studying ban, beefing up disclosure

Happy businesswoman handshaking with client closing deal in an office interior with a window in the background

Trust, disclosure and technology

How being transparent with your clients can help build stronger relationships

EU flags waving in front of European Parliament building. Brussels, Belgium

Issuers must disclose Covid-19 impacts: ESMA

European regulators also called for financial firms to ready backup plans

client meeting

SEC reforms insurance investment disclosure

Regulator adopts mutual funds' "layered" disclosure model for insurance products

A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

Investors prevail in $100-million BMO class action

Court finds registered account investors were charged undisclosed currency fees for 10 years

usinessman analyzing investment charts with laptop

CSA revises rule governing issuers’ alternative disclosure

Regulators say requirements will reduce burdens on issuers and investors