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Keyword: Disclosure

473 results found
Russian Ukraine conflict concept

As Russian invasion drags on, investor protection worries linger

European regulators set expectations for investment funds and issuers amid the conflict

rules and regulations

Automated disclosure fails retail investors, Europe’s regulators say

Recommendations aim to address poor practices in investment product disclosure

gavel on a laptop

Ontario court allows proposed class action over bank fee disclosure to proceed

Plaintiff brought case on behalf of TD Bank clients who were charged multiple NSF fees in connection with a single transaction

Multiethnic group of people cooperating for environmental protection

SEC extends climate disclosure consultation

Proposed climate standards will get more time for comment

angry client meeting

Regulators seek radical transparency for fund fees

CSA, CCIR propose new cost reporting requirements for investment and seg funds

Wall street sign in New York with American flags and New York Stock Exchange background.

Investor Bill Hwang, once worth billions, indicted on fraud

Hwang owned a New York–based hedge fund that collapsed when it defaulted on margin calls

compliance puzzle

As CFRs loom, some still struggle with CRM2

BCSC compliance reviews find CRM2 failings alongside registration and marketing gaffes

Wooden blocks with percentage sign and arrow up, financial growth, interest rate increase, inflation concept

Leveraging compliance to grow your assets

Tech frees advisors to focus on building successful practices

Canadian Parliament in Ottawa

Budget pulls tax levers to drive low-carbon shift

Government cuts fossil-fuel credits, offers new credits for critical mineral, carbon capture development

Business and financial report with laptop Accounting economic

CSA seeks “access equals delivery” for most filings

Proposed regime would apply to prospectuses and financials but not proxies