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Keyword: Disclosure

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Regulators approve IIROC’s rules related to client-focused reforms

Revised KYP and product due diligence guidance accompany the rule changes

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CSA to host roundtable that tackles greenwashing

A virtual panel will examine a range of regulatory issues driven by the rise of ESG investing

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SEC opens access to financial data

The U.S. regulator released APIs for annual and quarterly filings

tax inspector investigating financial documents through magnifying glass, forensic accounting or financial forensics, inspecting offshore company financial papers, documents and reports.

Shining more sunlight on FSRA’s enforcement efforts

Regulator proposes guidance on enhancing enforcement transparency

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ESG reporting: A means to progress…or a means to an end?

The increase in ESG reporting hasn’t been accompanied by improvements to society and the environment

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Fight over Bridging Finance evidence brewing

The OSC is gearing up to oppose claims of improper disclosure

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SPACs pose added risks to investors, ESMA warns

Shell company deals can be complex and risky, regulators say

responsible investments fossil fuels oil and gas energy sector

CFA Institute’s draft ESG standards could facilitate “greenwashing,” IFIC says

Naming standards and minimum requirements are needed for disclosure to help advisors, the fund group said

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Pension giant settles with SEC, New York AG

The firm pushed advisors to recommend higher-cost managed accounts to clients

usiness investment opportunities on a global scale

Addressing climate risks in the financial sector requires coordinated effort: FSB

The global policy group is calling for greater coordination to enhance environmental risk disclosure