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Keyword: Disclosure

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right or wrong choice

Regulator aims to bolster investor protection, modernize rules

European Union headquarters

Consultation proposes registration, supervisory standards for independent reviewers

social media

Reels, streams and more must comply with rules against misleading ads, regulator says

cryptocurrencies

Regulators craft detailed standards to implement new crypto regime

Stealing money

Over $3.4 million of investors' money was diverted to undisclosed uses, regulators found

Closeup of mallet being hit on stacked coins at table in courtroom

European regulator said violations involved conflicts of interest

Big data

Firms allegedly made misleading statements about their use of AI in investing strategies

A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

SRO brings first case following compliance review targeting firms' use of online influencers

A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

Environmental organizations say U.S. regulator succumbed to industry pressure

  • By: IE Staff
  • March 14, 2024 March 14, 2024
  • 14:14
female polar bear and cub on polar ice

Agency says it won’t apply gross negligence penalties for non-filing of 2023 bare trust returns except in “egregious cases”