Risky firms, crypto platforms add to compliance division's workload
SEC, DoJ allege Citron Research, and its founder, misled investors
Proposals seek to ease capital raising, bring back research bundling
Paper seeks improvements to enable economic transition
Ongoing regulatory initiatives include binding authority at OBSI, climate-related disclosures, misleading titles, mutual fund sales practices and more
Finance seeks funding test for plans that have been exempt
Basel Committee's requirements to take effect in 2026
Consultation aims to clarify and improve compliance with trading rules
Joint tax committee will ask Finance to change the existing legislation
Regulators expected to get tough on non-compliance with climate-related obligations