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Partners discussing new plans

It’s time to think differently about client communications and disclosure documents

  • By: Susan Silma
  • February 7, 2024 February 7, 2024
  • 15:00
social media

European regulators flag threats to investors from industry, influencers

Judge looks at papers

The panel found a rep's misconduct to be serious, but not fraudulent or deceitful

client meeting

Study participants preferred to rely on the knowledge of professionals rather than learn about investing

Bank buildings

OSFI says financial firms need to pick up the pace on climate impacts

Green globe

Global issuance for 2024 is estimated at US$950 billion

natural environment

Revisions aim to enhance corporate transparency to investors, policymakers

Magnifying glass

New rules beef up disclosure, investor protections around shell company financings

Crypto coins

Compliance review finds potential violations in 70% of firms' messages

Magnifying glass on documents

The new requirements could surprise small businesses that aren't used to making these types of disclosures