Keyword: Dealers’ Report Card

180 results found
Man looking at a laptop in concern or frustration

Advisors still value their independence, but firms can be guides and advocates

Businesspeople brainstorming in the office

From product allocation shifts to differences in the average advisor’s profile, notable distinctions were revealed

Dealers' Report Card 2022 main chart blurred

How financial advisors rated their firms’ performance

  • By: IE Staff
  • June 13, 2022 June 12, 2022
  • 00:13
Life in time of COVID-19: Mature woman working on computer from home at the stand up desk. She has long grey hair and dressed in casual black outfit. Interior of living room set up with home office station, next to window.

The dealers that came out on top adapted more quickly than their peers

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Financial advisors’ succession strategies include transferring books to family members and building up their advisory teams

Close up hands of caregiver doctor helping old woman at private clinic. Close up of hands of nurse holding a senior patient with walking stick. Elder woman using walking cane at nursing home with nurse holding hand for support.

From inflation to technology hurdles, clients at risk have many concerns

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Several dealers saw upticks in their ratings after upgrading their statements and client portals, but shortcomings persist

Methodology for the Dealers' Report Card 2022

financial future after covid-19

Despite pandemic challenges, firms delivered steady support

Dealers' Report Card chart 2021

How financial advisors rated their firms

  • By: IE Staff
  • June 14, 2021 June 14, 2021
  • 00:11