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Keyword: Dealers’ Report Card

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The annual Report Card research series has been running for more than 30 years, helping advisors confidentially share their industry experiences

  • By: Katie Keir
  • January 5, 2024 June 21, 2024
  • 10:50

How financial advisors rated their firms’ performance

  • By: IE Staff
  • August 28, 2023 August 25, 2023
  • 00:15
communication

Most of the firms assessed in the 2023 Report Card faced criticism for how they managed advisor feedback

online learning

The pandemic put many in-person learning programs on hold. Now is the time for firms to bolster their commitment to ongoing training

Couple getting financial retirement advice from consultant at home

Firms need to address gaps in estate-planning support as cohort of elderly clients grows

page loading technology

Digital tools are important to advisors, but often fall short in performance

  • By: Emily Fox
  • August 28, 2023 August 24, 2023
  • 00:08
Hard work ensures success. Concentrated young African women working on laptop while sitting at working place

Advisors’ book sizes grow amid mounting economic challenges

Methodology for the Report Card for 2023

  • By: IE Staff
  • August 28, 2023 August 24, 2023
  • 00:02
up hill battle

Advisors identify struggles such as back-office glitches and gaps in business support

  • By: Katie Keir
  • August 28, 2023 August 28, 2023
  • 00:01
Cropped shot of an unidentifiable businesswoman

The process of becoming dually registered could span several years, CIRO warns

  • By: Katie Keir
  • August 15, 2023 August 28, 2023
  • 09:40