The SRO is reviewing the impact of zero commissions on order routing and disclosure
U.S. giant cuts stock and option trading costs
Two-thirds of survey respondents failed basic quiz on investing
A review suggests most fee disclosure is incomplete — and some fees aren't disclosed at all
Two funds will be closed
The department acknowledges there often isn't a tax motivation when doing so
Fees and registration are the focus of two CSA campaigns this month
Advisors can build trust with clients by explaining fees
The firm's advisor contract allowed for the standards to be implemented, the court said
The billable hour model is not appropriate for advisors who integrate financial planning and investment management