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Keyword: Commissions and fees

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Couple getting financial retirement advice from consultant at home

TCR is coming for investment and seg funds

  • By: Susan Silma
  • September 14, 2022 September 14, 2022
  • 15:57
Businessman hand showing financial report on table

Consultation on improving, harmonizing fund disclosure remains open until July 27


Firm touted lack of fees while making money on investors' cash holdings


Firm's systems failed to spot clients who were eligible for cheaper fund series

man reading tablet and writing on paper

Sweeping compliance review finds issues with fund industry charging practices

man using laptop

More than one-third of millennial DIY investors surveyed in Canada have invested in cryptocurrencies

  • By: IE Staff
  • May 26, 2022 May 26, 2022
  • 14:46
usinessman analyzing investment charts with laptop

Temporary relief aims to help firms implement new rules on June 1

compliance puzzle

The SRO provides clarity ahead of new year-end requirements, noting how products, fees and even ESG should be discussed

client meeting

The proposed rules are designed to ensure a higher standard of consumer protection

Filling out Canadian tax documents

This strategy can work well for wealthy clients with large TFSA balances