New agent allegedly split commissions with ex-agent, churned those clients
Integrating the SROs' compliance and enforcement functions is a top priority alongside policy work
Commission structures, account transfer standards and dual registration are all in the works
Ban should apply in provinces that have yet to announce it, regulators say
Regulators ask lawmakers for action on investment fund costs
Insurance regulators promised new guidance on upfront compensation structures
SRO expels brokerage over widespread regulatory violations
Rules take effect for the 2026 reporting year, with clients receiving disclosure in 2027
Traditional fund managers will be challenged to attract, retain assets
CSA and CCIR finalize CRM3 rules, give industry until 2026 to adopt