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Keyword: Commissions and fees

120 results found
Signing contract form

The firm's advisor contract allowed for the standards to be implemented, the court said

Close up of an executive hands holding a pen and indicating where to sign a contract at office

The billable hour model is not appropriate for advisors who integrate financial planning and investment management

Couple getting financial retirement advice from consultant at home

Many investors receive little advice for the fees they pay

  • By: IE Staff
  • July 29, 2019 July 29, 2019
  • 15:27
Stacked white books on rules and regulations

The OSC released its statement of priorities for 2019-2020 on Thursday

High angle view of mallet eyeglasses legal book in courtroom

RBC and TD are alleged to have overcharged clients for a hidden "closet indexing" investment strategy

  • By: IE Staff
  • April 10, 2019 September 14, 2019
  • 14:34
senior couple sitting at table with financial advisor

Self-directed investors prefer commissions-based relationships

  • By: IE Staff
  • February 19, 2019 September 14, 2019
  • 15:35
usinessman analyzing investment charts with laptop

Fidelity’s recent launch of two zero-fee index mutual funds highlights the revenue pressures facing traditional investment managers, report states

usinessman analyzing investment charts with laptop

Although the new ETFs have management fees of 0%, unitholders will still have to pay the management fees on the underlying ETFs indirectly

  • By: IE Staff
  • August 2, 2018 July 1, 2019
  • 09:00
Financial accounting business sheet calculator

The firm will be reducing management fees, trailer fees and risk ratings on various funds

  • By: IE Staff
  • July 30, 2018 July 1, 2019
  • 12:06
Businessman calculating and checking articles of agreemen

The OSC is expected to publish an update in late spring about how it will proceed with embedded commissions