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Strong quarter for wealth management helps bank return to profitability

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A rebound in investment banking represents a ray of hope for sector

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Broker conflicts, finfluencers, gamification among regulators' priorities

A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

Case alleges Scotiabank charged duplicate fees on failed debits

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Firm failed to adequately oversee rep's risky trading strategy, CIRO says

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It's AUM that matters most to managers' careers, research finds

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Four banks face lawsuits over duplicate NSF fees

A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

Settlement includes disgorgement, penalty and suspension

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Investors face risks from sludge, nudges and other hidden tactics

A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

Court rules promissory note between rep and firm is enforceable