Regulators has concerns about conflicts, consumer value and competition
Great-West, Manulife enjoyed strong second-quarter results
RBC the latest large fund manager to face fund fee suit
Consumer duty to be extended to existing products
Investment banking gains cushion weakness in banking: Fitch
Fraud claims pass suitability issues among investment cases
Ongoing regulatory initiatives include binding authority at OBSI, climate-related disclosures, misleading titles, mutual fund sales practices and more
Consultation aims to clarify and improve compliance with trading rules
Global revenues up driven by debt issuance, M&A advisory fees, LSEG reports
Firm resolved allegations of KYC, suitability, conflict failures