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Keyword: Commissions and fees

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compliance puzzle

The SRO provides clarity ahead of new year-end requirements, noting how products, fees and even ESG should be discussed

client meeting

The proposed rules are designed to ensure a higher standard of consumer protection

Filling out Canadian tax documents

This strategy can work well for wealthy clients with large TFSA balances

Average monthly revenues down, expenses up since Covid-19 hit

Modern office building close up in sunlight

The bank was fined $400,000 after it overcharged seniors $31 million

disability services

New regulations take effect Nov. 15


Court denies leave to appeal certification decision in a BMO funds case

stock market down

The Montreal-based co-op is the latest Canadian firm to offer no-fee trading

  • By: IE Staff
  • September 13, 2021 September 13, 2021
  • 15:58
client meeting

The CSA is expected to propose new cost reporting for investors

cropped shot of hand with scissors cutting red tulip flower in bottle

The firm is also renaming certain mutual funds and eliminating the O series of nine funds

  • By: IE Staff
  • July 14, 2021 July 14, 2021
  • 17:31