Proposal would require seg fund disclosure of embedded costs
European regulators call for enforcement action on compliance failures
Strong quarter for wealth management helps bank return to profitability
A rebound in investment banking represents a ray of hope for sector
Broker conflicts, finfluencers, gamification among regulators' priorities
Case alleges Scotiabank charged duplicate fees on failed debits
Firm failed to adequately oversee rep's risky trading strategy, CIRO says
It's AUM that matters most to managers' careers, research finds
Four banks face lawsuits over duplicate NSF fees
Settlement includes disgorgement, penalty and suspension