Keyword: Commissions and fees

169 results found
skyscrapers in Manhattan at sunset, New York City

Bank sanctioned over misconduct in auto lending and banking

Financial accounting business sheet calculator

Quebec regulator proposes $5,000 penalty if insurers charge DSCs for seg funds

  • By: IE Staff
  • December 16, 2022 December 16, 2022
  • 12:24

Proposal would eliminate regulatory arbitrage between seg funds and mutual funds

man calculates money. piggy bank and business documents on desk

Rules streamline fund reports, call for truth in advertising on fees

Couple getting financial retirement advice from consultant at home

TCR is coming for investment and seg funds

  • By: Susan Silma
  • September 14, 2022 September 14, 2022
  • 15:57
Businessman hand showing financial report on table

Consultation on improving, harmonizing fund disclosure remains open until July 27


Firm touted lack of fees while making money on investors' cash holdings


Firm's systems failed to spot clients who were eligible for cheaper fund series

man reading tablet and writing on paper

Sweeping compliance review finds issues with fund industry charging practices

man using laptop

More than one-third of millennial DIY investors surveyed in Canada have invested in cryptocurrencies

  • By: IE Staff
  • May 26, 2022 May 26, 2022
  • 14:46