Keyword: Commissions and fees

211 results found
European Union headquarters

Regulator's research finds retail costs declining overall

Modern urban skyscrapers in downtown Chicago from below to the blue summer sky. Sun reflecting in the glass facades of the urban futuristic buildings. Chicago, Illinois, USA

U.K. regulator says investors not getting benefit of higher interest rates as firms "double dip"


Court asked to approve two years worth of fees in ongoing receivership


U.S. authorities allege investors hit with over US$88 million in undisclosed fees

investor protection

Group to focus on investor-advisor relationships, complaints, suitability

advisor and client meeting

Draft rules out for comment, expected to take effect in 2026

Groundbreaking securities lawyer, Glorianne Stromberg, dies

investor protection

Finance also announced measures to tackle bank fees and mortgage relief

Sliced pumpkin pie above view on blue background. People grabbing slices of cake stock photo

Respondents to FSRA survey had mixed views on how they preferred to pay financial advisors

young woman with question mark on a gray background

Annual IFIC survey uncovers opportunity to improve investor understanding