Investor protection and industry innovation highlight the SRO's compliance priorities
Engaging with regulators is an important part of ensuring new rules are implemented effectively
Amendments include changes to suitability, know-your-client, conflict of interest and disclosure provisions
Advisors can deliver better outcomes for their clients by getting ahead of their regulatory obligations
Technology solutions can help advisors meet compliance obligations
Regulation will begin to be phased in by this yearend
Experts weigh in on what the new CFRs mean for advisors and investors
The rules would explicitly require firms to resolve material conflicts of interest in the best interest of their clients
The OSC released its statement of priorities for 2019-2020 on Thursday