Two open discussion sessions are scheduled for May
Proposed framework would require planners and advisors to have an "appropriate credential"
The firm has agreed to a $100,000 fine, along with other conditions
The regulator says it will continue to work with the CSA on deferred sales charges and trailers to discount brokers
IAP wants regulatory sanctions against individuals to apply across regional and industry jurisdictions
Major industry groups, SROs and investor advocates are expected to participate in the roundtable
Initial feedback to proposals generally positive
The suggestions are part of a submission on burden reduction
The rewards were for three separate cases
Pilot project is organized by group that includes regulators from around the world