The change will result in more than $700K of savings for registrants
Alex Tapscott also settled with the SEC, paying a $25,000 civil penalty
Firm alleged to have misled investors with a slide presentation
A special advisor to the commission shares how the OSC might shift its approach
The firm was also suspended in Alberta, B.C., Manitoba and Saskatchewan
Ray Kindiak has been appointed to a two-year term
Proposed changes include a requirement to report information security breaches
Craig Hayman was appointed to a two-year term
Regulators for several provinces announced an agreement with the FCA on Friday
The changes are to be phased in over two years, starting later this year