The committee will provide input on trends and policy impact on small firms
Dialogue goes virtual due to Covid-19
A regulatory panel at IFIC's leadership conference discussed Covid-19's challenges
The regulator has ruled an enforcement case can go ahead online amid Covid-19
OSC report details improvement, along with persistent compliance issues
An individual has been spared from testifying following a “very technical” interpretation of the Ontario Securities Act
The revisions aim to reduce redundant requirements on trading venues
An OSC hearing will consider whether a venture issuer should be regulated as a fund
Regulators warn against enforcement reforms, call on OSC to join passport system
Most rated the advice they received positively, but a significant minority of clients weren't impressed