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Company: Ontario Securities Commission

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Close up of businessman hands making handshake - greeting, dealing, merger and acquisition concepts

The receiver plans to file materials next week seeking court approval for a sale process

agreement, attorney, auction, authority, balance, barrister, beam, scale, book, bookcase, books, brass, brown, business, colourconcept, contract, counsel, court, courthouse, courtroom, crime, criminal, decision, defendant, divorce, enforcement, financefreedom, gavel, government, guilt, guilty, hammer, horizontal, innocence, judge, judgement, judgment, judicial, justice, lawlawyer, legal, legislation, liberty, libra, litigation, mallet, prosecution, punishment, rights, scale, scales, scales, of, justice, sentencesymbol, symbolic, system, tax, trial, tribunal, truth, verdict, weight, will, wood, wooden

The OSC is gearing up to oppose claims of improper disclosure

Business lawyer team. Working together of lawyer in the meeting.

Senior industry compliance and operations experts are wanted for a regulatory advisory committee

gavel

An OSC hearing panel approves a settlement and says the sanctions represent a deterrent

Data protection concept. GDPR. EU. Cyber security. Business man using mouse computer with padlock icon and internet technology network on blue background.

Industry firms have been targeted with campaigns impersonating regulators

whistleblower

The regulator's whistleblower program has generated hundreds of tips and paid out millions in rewards

agreement, attorney, auction, authority, balance, barrister, beam, scale, book, bookcase, books, brass, brown, business, colourconcept, contract, counsel, court, courthouse, courtroom, crime, criminal, decision, defendant, divorce, enforcement, financefreedom, gavel, government, guilt, guilty, hammer, horizontal, innocence, judge, judgement, judgment, judicial, justice, lawlawyer, legal, legislation, liberty, libra, litigation, mallet, prosecution, punishment, rights, scale, scales, scales, of, justice, sentencesymbol, symbolic, system, tax, trial, tribunal, truth, verdict, weight, will, wood, wooden

David Sharpe alleges the regulator improperly disclosed evidence obtained in compelled testimony

cannabis plant

The regulator alleges investor funds were diverted for personal use

gavel

After a warning from regulators in Australia, the platform allegedly shifted investors to its Cayman Islands affiliate

diversity

The CSA will hold consultations on enhancing diversity while the U.K. considers targets, pay links and enforcement