Home Ontario Securities Commission

Company: Ontario Securities Commission

1976 results found
gavel

Lawyers for firm's founder seek adjournment amid unpaid legal bills

Court.

Suit alleges that retail investor trades violated securities law

Bitcoin cyptocurrency

Regulator adopts new charges to cover added costs on overseeing crypto sector

Trader at computer screen

Regulators to boost fee transparency, explore enhanced retail access

Gavel and texts

Regulator failed to meet burden of proof on all counts

Queen's Park, Ontario, Canada

Government endorses OSC's investor protection, capital formation efforts

Tax inspection

OSC, AMF call for freshening up fund governance

Judge gavel, scales of justice and law books in court

Appeals by advisor, analyst in insider trading case dismissed

gavel

Ban, fine of $300K follow repeat episode of unapproved outside business activity

Judge looks at papers

Tribunal decisions aren't final until sanctions imposed, court says