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Company: Ontario Securities Commission

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Judge gavel, scales of justice and law books in court

A tribunal ruled that the Joint Serious Offences Team isn't independent of the OSC

Justice scales and gavel by books

No simple way to separate allegations against the failed firm's former execs

Justice scales and gavel by books

OSC staff opposed order, amid concerns it could undermine Ontario court's authority to deal with foreign court requests


A court dismissed the proposed suit involving hospital workers selling new mothers' contact information to RESP dealer reps


An Ontario tribunal handed down $5.1 million in penalties and other costs

Justice scales and gavel by books

Misconduct occurred as part of a legitimate business, not a scam, panel found

Business meeting concept illustration in an aerial view with people sitting around a conference table

With filings slowing down, OSC promises faster turnaround times

Metal handcuffs placed over the word fraud

Scheme promised outsized returns from blockchain investment

Observers felt a strong ruling would have sent a message to other pot companies and comforted investors who lost money

cannabis plant

The quasi-criminal case is the regulator's first court proceeding involving a publicly traded cannabis company