Proposed changes include a requirement to report information security breaches
Craig Hayman was appointed to a two-year term
Regulators for several provinces announced an agreement with the FCA on Friday
The changes are to be phased in over two years, starting later this year
Two open discussion sessions are scheduled for May
Proposed framework would require planners and advisors to have an "appropriate credential"
The firm has agreed to a $100,000 fine, along with other conditions
The regulator says it will continue to work with the CSA on deferred sales charges and trailers to discount brokers
IAP wants regulatory sanctions against individuals to apply across regional and industry jurisdictions
Major industry groups, SROs and investor advocates are expected to participate in the roundtable