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Company: Ontario Securities Commission

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OSC seeks to extend cease trade in BFI case

The regulator has asked for extension to Aug. 12 while its investigation continues

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Ontario joins DSC ban

The province changed its position based on “overwhelming” support for a harmonized ban

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IAP to focus on SROs, taskforce in 2021

The OSC advisory group is facing a long list of investor issues

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Court appoints receiver for finance firm

The OSC took action amid an ongoing investigation into potential conflicts and misconduct

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SEC kicks decision on Bitcoin ETF down the road

U.S. regulators will take another 45 days to consider a crypto fund proposal

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Zoom seminar debacle attracts OSC warning

The regulator issued an alert about a banned man hosting online investment conferences

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Many DIY investors shun advice as too expensive

Research from the OSC's Investor Office examines the rise of self-directed trading

agreement, attorney, auction, authority, balance, barrister, beam, scale, book, bookcase, books, brass, brown, business, colourconcept, contract, counsel, court, courthouse, courtroom, crime, criminal, decision, defendant, divorce, enforcement, financefreedom, gavel, government, guilt, guilty, hammer, horizontal, innocence, judge, judgement, judgment, judicial, justice, lawlawyer, legal, legislation, liberty, libra, litigation, mallet, prosecution, punishment, rights, scale, scales, scales, of, justice, sentencesymbol, symbolic, system, tax, trial, tribunal, truth, verdict, weight, will, wood, wooden

MFDA seeks additional sanctions in OSC review

The SRO argues a hearing panel erred by failing to impose a fine against a rep who misappropriated a client's money

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Pandemic puts finances in focus for investors, OSC reports

Market research finds the crisis is likely to impact saving and spending behaviour

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National regulator effort effectively dead

CMAIO operations have been paused and staff laid off