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Company: Ontario Securities Commission

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Investor legal aid clinics supplied two new members to the advocacy group

Stacked white books on rules and regulations

The exemption is one of the 74 Capital Markets Modernization Taskforce recommendations

gavel

Firm self-reported violations, took remedial action and is seeking EMD status

flag of ontario flying high on a flag post, against blue sky

Observers aren’t surprised that the Ministry of Finance has yet to name a permanent leader for the OSC

rules and regulations

The CSA, excluding the OSC, also urges Ontario to join its passport system

A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

Halfway through an SRO ban, ex-rep agrees to new suspension

Judge's gavel with magnifying glass on black.

FAIR Canada supports tougher investor protection measures, but questions other proposals

Closeup of mallet being hit on stacked coins at table in courtroom

Ontario's attorney general has recovered another $350K in a case where investors lost $1.7M

blue curtain of a classical theater

The exchange plans to adopt revised closing rules and functionality in October

rules and regulations written on folder

Regulator reported a jump in filings in Q4