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Company: Ontario Securities Commission

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Businessman in spotlight Human resource recruitment success employee illustration appointment notice new job

The committee will provide input on trends and policy impact on small firms

Compliance Legal Rule Compliancy Conformity Concept

Dialogue goes virtual due to Covid-19

a serious business man thinking about serious problems

A regulatory panel at IFIC's leadership conference discussed Covid-19's challenges

gavel on a laptop

The regulator has ruled an enforcement case can go ahead online amid Covid-19

tax inspector investigating financial documents through magnifying glass, forensic accounting or financial forensics, inspecting offshore company financial papers, documents and reports.

OSC report details improvement, along with persistent compliance issues


An individual has been spared from testifying following a “very technical” interpretation of the Ontario Securities Act

rules and regulations

The revisions aim to reduce redundant requirements on trading venues

rules and regulations

An OSC hearing will consider whether a venture issuer should be regulated as a fund

Business meeting concept illustration in an aerial view with people sitting around a conference table

Regulators warn against enforcement reforms, call on OSC to join passport system

Sad couple with problems talking in a marriage counseling

Most rated the advice they received positively, but a significant minority of clients weren't impressed