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Company: Ontario Securities Commission

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The accused allegedly diverted investors' funds for personal use

Finger on analysis button risk management or assessment concept

The OSC is launching a new initiative to allow experimentation for novel ideas

Ontario Legislative Building at Queens Park in Toronto Ontario

The new Capital Markets Act adopts numerous task force reform ideas

The firm has five "primary" bidders, with six others targeting certain loans


In a settlement with the OSC, he agreed to pay $1.7 million for operating a successful investment club without registration

Judge's gavel with magnifying glass on black.

The commission ordered sanctions against a former MFDA representative who misappropriated client money

stage curtain

The pair will replace Patti Best and Harvey Naglie on Nov. 1

  • By: IE Staff
  • October 5, 2021 October 5, 2021
  • 14:33

The BCSC grants time-limited regulatory relief to Netcoins

Horn speaker for public relations sign symbol, vintage color - sun with blue sky

The CSA chair provided details Wednesday about the new SRO and why he's "all in" on CRM3


There are 16 members of the committee

  • By: IE Staff
  • September 24, 2021 September 24, 2021
  • 12:43