Court to hear appeal from man convicted after OSC appealed his acquittal
Hedge fund trader pleaded guilty in market manipulation case
Tribunal to consider settlement with Liquidnet over allegedly faulty controls
Social relationship with regulator's key witness in case leads to recusal
SEC alleged Canadian involved in penny stock pump-and-dump scheme
Fraudster sentenced in absentia after pleading guilty
Regulator says flawed audits ignored loan valuation issues, misled investors
In CFTC action, court order imposes permanent injunction on platform
Regulator consults on approach to building machine-readable rules
IPC upholds OSC decision to preserve privacy of dealers in failed trade study