New members include experts in aging and health, investor advocates and industry personnel
Global regulators and industry executives will address opportunities and challenges in capital markets
The proposed changes aim boost trading volume and enhance market quality
Neil Gross has served on the Ontario Securities Commission’s IAP since November 2017
Some registered firms are not establishing an adequate compliance system
Panel expresses concern that DSC products may be sold more aggressively in advance of the prohibition being fully implemented
Panels will examined the CSA’s proposed registration and business conduct regimes
“Double dip” scheme appears to target investors who lost funds to a foreign exchange trading scheme
The commission set aside the decisions of an IIROC hearing panel and substituted its own decisions
The new initiative from the global group, which includes the OSC and the AMF, aims to enable innovation in financial services across borders more quickly and efficiently