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Pilot project is organized by group that includes regulators from around the world

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Panel calls Michelle Dunk’s misconduct “extremely serious”

Judge gavel, scales of justice and law books in court

Activities with start-up a violation of 2011 order, OSC says

law regulations paper flat illustration

The regulator will look to scrap outdated rules, streamline disclosure requirements and make operational changes to enhance or speed up its dealings with the industry

closeup of on table in empty corporate conference room

Ilana Singer and Daniel Brunet begin two-year terms on Investor Advisory Panel

Stacked white books on rules and regulations

TMX Group argues that domestic clearing firms are subject to prescriptive requirements while some foreign players are granted exemptions from these requirements

High angle view of mallet eyeglasses legal book in courtroom

SPAC provides advice to the commission on administrative tribunal hearings

red warning flag on a stormy beach

Firm using fake document to solicit investments, OSC says

Current and former directors and officers will collectively pay millions of dollars more in penalties

  • By: Ian Bickis
  • December 18, 2018 February 15, 2019
  • 15:20
meeting room interior with table, raw of chairs and block-notes,decorated in black and white tones

The RAC serves as a forum to discuss compliance and registration issues