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Company: Ontario Securities Commission

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Decision on tougher investor protection measures coming by end of 2025

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CIRO doesn't need an order to use compelled evidence in its own proceedings, regulatory panel says

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Regulators cite data gaps, lack of standards, pervasive risks as obstacles

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Trade group pushes back on Ontario's plan to shorten regulatory comment periods

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Regulator's compliance reviews find issues with performance reporting


E&Y invites advisors to guide securities liquidation

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Appeal court overturned decision granting priority in insolvency to certain Bridging investors

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Regulators to explore the regulation, provision of advice online


Ontario's Capital Markets Tribunal found the firm defrauded investors by diverting funds


Tribunal rules that misconduct involved securities