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Alleged bitcoin multi-level marketing scheme targets investors

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Members represent a a broad spectrum of the fintech community, from startups to financial institutions

A report from the regulator echoes the conclusion of a earlier report from IIROC

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The allegations relate to the sale of over $800,000 worth of securities in MultiCast Networks

  • By: Leah Golob
  • February 2, 2018 February 2, 2018
  • 11:20
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Two financial industry veterans and one academic bring longstanding expertise in securities law

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An OSC panel was reasonable in concluding that advisors should have known they were acting on inside information

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Permanent trading and registration bans ordered against executives Miklos Nagy and Tony Sanfelice

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The lawyers will join the OSC’s advisory committee on the operation of its in-house tribunal

U.S. whistleblower awarded US$2.5 million

Commission aims to clarify that in-house counsel can't collect a reward for reporting enforcement information in violation of law society rules

The Ontario Securities Commission (OSC) on Thursday announced the names four new members who will be participating on its securities advisory committee for the next three years. The committee provides advice to the OSC on legislative and policy initiatives, capital markets trends, and other issues. The new members include: Anita Anand, law professor, University of […]