Home Ontario Securities Commission

Company: Ontario Securities Commission

1520 results found
Female advisor meeting with male client at hotel lobby

Many investors don't understand what they're paying based on the annual fee reports

CannTrust sought the order earlier this month

Bitcoin Electronic Crypto Currency Exchange Concept Illustration

The OSC and AMF will participate in the week-long campaign

red warning flag on a stormy beach

Certain syndicated mortgages will be subject to a $200 regulatory fee

flag of ontario flying high on a flag post, against blue sky

Referral cases more than doubled from 2018 to 2019

Couple getting financial retirement advice from consultant at home

Many investors receive little advice for the fees they pay

  • By: IE Staff
  • July 29, 2019 July 29, 2019
  • 15:27
bitcoin ethereum litecoin concept coins on black

CoinLaunch Corp. to pay $42,000 in penalties and disgorgements

  • By: IE Staff
  • July 25, 2019 August 15, 2019
  • 10:49
Closeup of mallet being hit on stacked coins at table in courtroom

A panel said the firm failed to put client interests ahead of its own

Gavel and judgement on desk

Applicant argued that an IIROC panel erred in its findings

Young Businesswoman Addressing Boardroom Meeting

Applications are due Aug. 19