Company: Ontario Securities Commission

1567 results found
business man thinking

The changes aim to improve compliance with global standards

Female tax inspector looking at corporate financial documents with magnifying glass

A hearing into the regulator's allegations is set for Jan. 20

Stacked white books on rules and regulations

Amendments include changes to suitability, know-your-client, conflict of interest and disclosure provisions

businessman showing where to sign agreement law contract pen

The plan to transfer oversight of the sector was first announced in 2017

At least 14 investors were defrauded in a trading scheme

REGULATION CONCEPT

The industry group said the CSA should revisit prospectus requirements

Corporate Business Team clapping success at Boardroom meeting

Both industry and investors approve of the OSC's burden-reduction reforms

gavel with $100-bill background

The case involves a B.C. resident

Close of businesswoman making announcement in paper trumpet

Currently, the OSC is the only provincial regulator that can't issue blanket orders

We made a deal. Close up of arms of successful two business partners shaking hands. They are sitting at the table near documents in cafe. The businessman and woman are drinking coffee

Agreement aims to bolster investor protection and maintain market confidence