Investors face risks from sludge, nudges and other hidden tactics
Court rules promissory note between rep and firm is enforceable
The funding comes from enforcement sanctions
Firm's executive aided Ng's scheme to raise funds with falsified collateral
Tribunal accepts settlement with crypto project founders, including more than $1.5 million in sanctions
Regulator calls for continuity plans at one-man shops
Firm fled in face of regulatory attention, prompting investor losses, U.S. alleges
Regulators allege Axia Project misled investors with unregistered offering
Policy group advises regulator on policy, operations, investor education
Refinitiv allowed investors to trade on its platform without registering as an exchange