Company: Ontario Securities Commission

1513 results found
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Committee applications due July 5

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Companies will be able to ask the regulator to review their disclosure before they file a prospectus

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New committee to provide input on technical compliance challenges

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Agreement expands cross-border enforcement powers

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Group says cryptoassets should be subject to the same regulatory principles as traditional securities

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Firm seeks approval from OSC on regulated market for digital assets

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The settlement says a former director violated his firm's insider trading policy

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The change will result in more than $700K of savings for registrants

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Alex Tapscott also settled with the SEC, paying a $25,000 civil penalty

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Firm alleged to have misled investors with a slide presentation