Company: Ontario Securities Commission

1749 results found
metal scales of justice in court room

Judge asks PwC to provide input on counsel for investors

gavel

B.C. court dismisses appeal in "enhanced compensation" case

plan idea

Annual report from OSC compliance branch signals exam targets for the year ahead

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A popular trading platform has settled allegations that it violated rules as an unregistered exchange

Business lawyer team. Working together of lawyer in the meeting.

PwC will hold a two-stage sale for the fund manager and its assets

business people standing in line under a magnifying glass

OBSI’s Joint Regulators Committee said client compensation has fallen $1.3 million short of the recommended payout over three years

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The receiver plans to file materials next week seeking court approval for a sale process

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The OSC is gearing up to oppose claims of improper disclosure

Business lawyer team. Working together of lawyer in the meeting.

Senior industry compliance and operations experts are wanted for a regulatory advisory committee

gavel

An OSC hearing panel approves a settlement and says the sanctions represent a deterrent