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Company: Ontario Securities Commission

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Judge gavel, scales of justice and law books in court

Court orders Daniel Tiffin to pay restitution to clients who purchased promissory notes

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The committee serves as a forum to discuss issues and challenges faced by dealers and fund managers

  • September 28, 2018 September 28, 2018
  • 14:30
Judge gavel, scales of justice and law books in court

Daniel Reeve was found guilty of defrauding victims of $10 million through several Ponzi schemes

meeting room interior with table, raw of chairs and block-notes,decorated in black and white tones

Members will be selected to represent a broad range of relevant experience, skills, knowledge and perspectives

senior couple meets with advisor at home

New members include experts in aging and health, investor advocates and industry personnel

closeup of on table in empty corporate conference room

Global regulators and industry executives will address opportunities and challenges in capital markets

Businessman analysis the stockmarket on labtop Stock Market Investment Online

The proposed changes aim boost trading volume and enhance market quality

closeup of on table in empty corporate conference room

Neil Gross has served on the Ontario Securities Commission’s IAP since November 2017

compliance puzzle

Some registered firms are not establishing an adequate compliance system

professional woman meeting male advisor

Panel expresses concern that DSC products may be sold more aggressively in advance of the prohibition being fully implemented