Company: Ontario Securities Commission

1976 results found
gavel

Regulators allege Axia Project misled investors with unregistered offering

High angle view of businesspeople over boardroom table collaborating celebrating

Policy group advises regulator on policy, operations, investor education

penalty card

Refinitiv allowed investors to trade on its platform without registering as an exchange

Stanley Beck was a regulator, academic and investor advocate

Court.

After a previous settlement, real estate mogul should have known better, regulatory tribunal finds

A person inside a financial maze made out of hedges.

Court will consider firm's appointment by Traynor Ridge Capital's receiver

Law concept - Law book with a wooden judges gavel on table in a courtroom or law enforcement office

Change follows a report from the auditor general that found the rule-making process "exceedingly slow"

gavel

Tribunal bans David Singh following fraud conviction

Court.

Court asked to approve two years worth of fees in ongoing receivership

Big binders

Decision on tougher investor protection measures coming by end of 2025