The case can either proceed to a contested hearing or the two sides may seek a new deal
Tribunal finds that rep's interest in client's estate didn't result from a breach of securities law
B.C. court strikes certain claims in rep's wrongful dismissal suit
Dorothy Sanford, former head of MFDA IPC, heads new investor group
The new agency's leadership is dominated by former IIROC personnel
The firm will pay nearly $11 million in client compensation after reps boosted their own performance numbers
The Canadian regulatory landscape will be fundamentally altered in 2023
MFDA alleged client gave rep access to bank account while travelling
Trade group calls on provincial finance minister to review fund dealer oversight
Regulators alleged the firm's onboarding process for new reps was deficient