MFDA panel fines, bans rep after finding numerous violations
SRO gets green light to help finance initial merger costs
MFDA, IIROC seek members for investor panel, deadline Nov. 7
The new organization is looking at joint oversight that rotates among CSA jurisdictions
How the new self-regulatory organization will handle fees, advisor incorporation, rule harmonization and more
Fund dealers, investment dealers approve merger, with new SRO to launch in 2023
Dealers will vote Sept. 29 on the fate of the IIROC-MFDA merger
From leadership restructuring to the creation of a new role, it's a busy start to the fall
Fees, expenses surging ahead of IIROC-MFDA amalgamation
Karen McGuinness appointed as president and CEO