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Company: Mutual Fund Dealers Association

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difficult choices of a businessman due to crisis

Consolidating the MFDA and IIROC would ultimately benefit investors, writes Paul Bourque

hand touching digital tablet

MFDA to continue accepting documents from dealers in electronic format

gavel

The permanent ban follows a jail term and restitution order

Business People Meeting Discussion in a boardroom concept

The SRO called for applications by the end of the year

Horn speaker for public relations sign symbol, vintage color - sun with blue sky

IIROC publishes its version of the CSA's CFRs, which take effect in 2021

gavel

Regulator claims rep traded, tipped inside info about cannabis company's plans

advisor with client

Since 2016, the proportion of mutual funds in fee-based accounts increased by 53%

hacker programing in technology enviroment with cyber icons and symbols

A dealer has reported a fake message impersonating the SRO

Partners discussing new plans

The average client has $75,000 in assets and is saving for retirement, an MFDA report says

A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

Former rep hit with $850,000 fine for breaching a variety of SRO rules