Home Mutual Fund Dealers Association

Company: Mutual Fund Dealers Association

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Business lawyer team. Working together of lawyer in the meeting.

B.C. court strikes certain claims in rep's wrongful dismissal suit

announcement

Dorothy Sanford, former head of MFDA IPC, heads new investor group

Grand opening, cutting red ribbon

The new agency's leadership is dominated by former IIROC personnel

Business lawyer team. Working together of lawyer in the meeting.

The firm will pay nearly $11 million in client compensation after reps boosted their own performance numbers

Concept of entering 2023 with uncertainty

The Canadian regulatory landscape will be fundamentally altered in 2023

Court.

MFDA alleged client gave rep access to bank account while travelling

Quebec flag billowing in the breeze

Trade group calls on provincial finance minister to review fund dealer oversight

gavel

Regulators alleged the firm's onboarding process for new reps was deficient

merger

Provincial regulators finalized recognition orders and interim rules

gavel

SRO alleged rep took money from a client who was a fellow fund rep