Company: Financial Services Regulatory Authority of Ontario

128 results found
Home for sale with red and white real estate sign during the fall season. Fall season with leaves on ground. Front porch and windows in background. Residential neighborhood. Moving house, relocation concept. Realtor putting up signs.

Brokerage, owner admitted to various contraventions of mortgage rules

Entrance to Financial Services Regulatory Authority of Ontario

Some fees reduced to reflect existing OSC oversight of new SRO

magnifying glass

Almost half of high-risk agent reviews found best-practice failures

Bond counselling

The regulator intends to be a credentialing body under the province's title protection regime

Target hit in the center by arrow

A FSRA review resulted in 445 letters of warning for failing to complete continuing education hours

  • By: IE Staff
  • March 9, 2023 March 9, 2023
  • 13:35
vintage microphones

Top-level shifts were announced at several major firms, including National Bank Financial, iA Financial Group and RBC Insurance

  • By: Katie Keir
  • January 27, 2023 January 27, 2023
  • 14:38
cybersecurity of network of connected devices and personal data security, concept on virtual interface with consultant in background

Groups issuing financial planner and advisor titles must meet cybersecurity guidelines

Entrance to Financial Services Regulatory Authority of Ontario

FSRA also reiterated that it wants clients to be protected from seg fund deferred sales charges, regardless of when the funds were purchased

suspicious client

The new self-regulatory organization is considering its role in the evolving regime

Financial Services Regulatory Authority of Ontario logo

Greatway must also send its universal life policyholders information to assist them in assessing the policy's appropriateness