Company: Financial Services Regulatory Authority of Ontario

130 results found
suspicious client

The new self-regulatory organization is considering its role in the evolving regime

Financial Services Regulatory Authority of Ontario logo

Greatway must also send its universal life policyholders information to assist them in assessing the policy's appropriateness

Proposal would eliminate regulatory arbitrage between seg funds and mutual funds

Judge's gavel with magnifying glass on black.

The regulator alleged a firm's training instructs life agents to mislead consumers, which the firm refutes

  • By: IE Staff
  • October 25, 2022 October 25, 2022
  • 11:32
Financial Services Regulatory Authority of Ontario logo

Draft Ontario MGA regulation coming in 2023 as a result of concerns found in FSRA's review

Entrance to Financial Services Regulatory Authority of Ontario

Minimum standards for credentialing bodies, and the robust process for approving those bodies, were determined after extensive consultations, writes Huston Loke

  • By: Huston Loke
  • September 23, 2022 September 23, 2022
  • 10:22
Queen's park, Ontario

Groups laud Saskatchewan's interest in higher standards

gavel

KPMG appointed to oversee failed credit union's windup

A see through piggy bank with money coins

The median solvency ratio decreased slightly after eight straight quarterly improvements

  • By: IE Staff
  • August 16, 2022 August 16, 2022
  • 15:27
Extreme closeup of an annual report -- based on the "portfolio facts," the fund is a 100% stock mutual fund

The four victims included insurance clients and were the advisor's family members

  • By: IE Staff
  • July 21, 2022 July 21, 2022
  • 15:49