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Company: Financial Services Regulatory Authority of Ontario

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vintage microphones

Top-level shifts were announced at several major firms, including National Bank Financial, iA Financial Group and RBC Insurance

  • By: Katie Keir
  • January 27, 2023 January 27, 2023
  • 14:38
cybersecurity of network of connected devices and personal data security, concept on virtual interface with consultant in background

Groups issuing financial planner and advisor titles must meet cybersecurity guidelines

Entrance to Financial Services Regulatory Authority of Ontario

FSRA also reiterated that it wants clients to be protected from seg fund deferred sales charges, regardless of when the funds were purchased

suspicious client

The new self-regulatory organization is considering its role in the evolving regime

Financial Services Regulatory Authority of Ontario logo

Greatway must also send its universal life policyholders information to assist them in assessing the policy's appropriateness

Proposal would eliminate regulatory arbitrage between seg funds and mutual funds

Judge's gavel with magnifying glass on black.

The regulator alleged a firm's training instructs life agents to mislead consumers, which the firm refutes

  • By: IE Staff
  • October 25, 2022 October 25, 2022
  • 11:32
Financial Services Regulatory Authority of Ontario logo

Draft Ontario MGA regulation coming in 2023 as a result of concerns found in FSRA's review

Entrance to Financial Services Regulatory Authority of Ontario

Minimum standards for credentialing bodies, and the robust process for approving those bodies, were determined after extensive consultations, writes Huston Loke

  • By: Huston Loke
  • September 23, 2022 September 23, 2022
  • 10:22
Queen's park, Ontario

Groups laud Saskatchewan's interest in higher standards