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Company: Financial Services Regulatory Authority of Ontario

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Entrance to Financial Services Regulatory Authority of Ontario

Minimum standards for credentialing bodies, and the robust process for approving those bodies, were determined after extensive consultations, writes Huston Loke

  • By: Huston Loke
  • September 23, 2022 September 23, 2022
  • 10:22
Queen's park, Ontario

Groups laud Saskatchewan's interest in higher standards

gavel

KPMG appointed to oversee failed credit union's windup

A see through piggy bank with money coins

The median solvency ratio decreased slightly after eight straight quarterly improvements

  • By: IE Staff
  • August 16, 2022 August 16, 2022
  • 15:27
Extreme closeup of an annual report -- based on the "portfolio facts," the fund is a 100% stock mutual fund

The four victims included insurance clients and were the advisor's family members

  • By: IE Staff
  • July 21, 2022 July 21, 2022
  • 15:49
client meeting

An advisory group will provide input on title regime and oversight

Close up of businessman hands making handshake - greeting, dealing, merger and acquisition concepts

Troubled firm's loan book, deposits, employees and branches move to Alterna Savings

Justice scales and gavel by books

RCMP team charges men behind $900-million syndicated mortgage failure

Queen's Park, Ontario legislature, exterior

The Canadian Securities Institute is the latest approved credentialing body for Ontario financial planners

  • By: IE Staff
  • May 4, 2022 May 4, 2022
  • 12:05
rules and regulations

Advisor titles remain a concern for provincial securities authorities