Company: Financial Services Regulatory Authority of Ontario

131 results found
Extreme closeup of an annual report -- based on the "portfolio facts," the fund is a 100% stock mutual fund

The four victims included insurance clients and were the advisor's family members

  • By: IE Staff
  • July 21, 2022 July 21, 2022
  • 15:49
client meeting

An advisory group will provide input on title regime and oversight

Close up of businessman hands making handshake - greeting, dealing, merger and acquisition concepts

Troubled firm's loan book, deposits, employees and branches move to Alterna Savings

Justice scales and gavel by books

RCMP team charges men behind $900-million syndicated mortgage failure

Queen's Park, Ontario legislature, exterior

The Canadian Securities Institute is the latest approved credentialing body for Ontario financial planners

  • By: IE Staff
  • May 4, 2022 May 4, 2022
  • 12:05
rules and regulations

Advisor titles remain a concern for provincial securities authorities

Horn speaker for public relations sign symbol, vintage color - sun with blue sky

FSRA strikes deal for core assets of troubled firm

compliance solutions rubber stamp

The Ontario regulator provided implementation details on title protection

guidelines and regulations binders

Regulator expands oversight reviews after pilot efforts find widespread shortcomings

rules and regulations

The rules come into force on March 28