Comment letters to the CSA proposal lay out risks to the client-advisor relationship
Respondents to a poll favoured enhanced oversight and comprehensive SRO reform
Proposals would refine mandatory central clearing
Regulators warn against enforcement reforms, call on OSC to join passport system
A multi-year research project by CSA offers insight
Kenmar calls on CSA to adopt DSC ban next March
Ian Russell responds to comments on his opinion piece on SRO consolidation
Regulators harmonize exemptions and enhance disclosure requirements
SRO reform should serve the public interest and investors’ needs, writes John Carson of FAIR Canada
No issues found in targeted review of SRO's enforcement function