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Company: Canadian Securities Administrators

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Close-up Of Businesswoman Stopping The Effect Of Domino With Hand

Pilot study would examine the effects of banning trading fee rebates

mature couple with young financial advisor

Ontario is concerned that DSC ban would hurt smaller investors

rules and regulations written on folder

With the concept of a national regulator in limbo, the CSA plans to review the self-regulatory structure

Bitcoin Electronic Crypto Currency Exchange Concept Illustration

Regulators set out when trading platforms are subject to securities law

Shot of a group of young businesspeople using a laptop during a meeting in the boardroom of a modern office

ShelfMonitor scans for changes to investment products

  • By: IE Staff
  • January 14, 2020 January 14, 2020
  • 12:02
businessman working with laptop and cell phone

New paper argues benefits of “access equals delivery” model for online disclosure

Happy businesswoman handshaking with client closing deal in an office interior with a window in the background

Investor protection and industry innovation highlight the SRO's compliance priorities

coin stacks with letter dice - fees

Industry trade group prefers harmonized national solution

Ontario is considering alternatives to a DSC ban, but will join the CSA in outlawing trailers for discount brokers

business team corporate organization working concept

Engaging with regulators is an important part of ensuring new rules are implemented effectively

  • By: Ian Russell
  • December 18, 2019 December 18, 2019
  • 16:13