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Company: Canadian Securities Administrators

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suspicious client

Kenmar calls on CSA to adopt DSC ban next March

Time management concept. Composition with documents, stationary and alarm clock on table

Ian Russell responds to comments on his opinion piece on SRO consolidation

compliance puzzle

Regulators harmonize exemptions and enhance disclosure requirements

confused man

SRO reform should serve the public interest and investors’ needs, writes John Carson of FAIR Canada

doctor with phonendoscope

No issues found in targeted review of SRO's enforcement function

Partners discussing new plans

SRO reform can lead to a better outcome for dealers and their clients

Cropped shot of a cheerful elderly woman hugging her husband who's in a wheelchair at home during the day

The CSA framework is an important first step, but more details are required, writes the vice president of IIAC

Young businessman with a red tie shouting furiously at his mobile phone

The self-regulatory organization calls on fund dealers to participate in policy consultations

Queen's Park, Ontario legislature, exterior

Investors, industry pan the OSC's DSC preservation proposals

Happy businesswoman handshaking with client closing deal in an office interior with a window in the background

Why SROs work well for investors and the industry