Home Canadian Securities Administrators

New lawsuit and SRO proposals could affect CSA’s decision

business people standing in line under a magnifying glass

An oversight review from CSA notes only two low- and medium-priority issues, which are being addressed

Registration regime aims to protect investors, reduce risk and improve transparency in the OTC derivatives markets

guidelines and regulations binders

The practice raises concerns regarding conflicts of interests for dealers and corporate governance for companies

A recent review of REITS and REOCs flagged a number of concerns with their disclosure practices

An iceberg gounded near an old fishing stage

Review reveals that improvements are needed

The exemption is intended to provide Canadian investors with greater certainty regarding their ability to resell their securities of foreign issuers

  • March 29, 2018 March 29, 2018
  • 14:20
xhausted businessman dragging heavy chains

The policy projects stem from a consultation carried out by the CSA last year

Stock exchange board with abstract background

The U.S. announced a similar pilot earlier this week

law regulations paper flat illustration

The aim is to reduce the risks related to these products, which are financing highly speculative projects