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Company: Canadian Securities Administrators

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FAIR Canada calls for comprehensive SRO review

Investor group says CSA must go deeper than an IIROC-MFDA merger review

Taxpayer's desk and excise documents to import and export industrial goods for the purpose of maximizing profits for large business organizations. (Taxpayer's desk and excise documents to import and export industrial goods for the purpose of maximizin

CSA implements filing relief

Regulators are providing a 45-day extension

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Banks, insurers plan virtual AGMs

CSA issues guidance for taking annual meetings online

rules and regulations written on folder

CSA extends filing, comment deadlines

Regulators provide 45-day extensions for filings, comment periods

rules and regulations written on folder

CSA girds for financial reporting disruptions

Regulators call on issuers to seek cease-trade orders

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OSC and CSA disagree on deferred sales charges

Fund reps with smaller books are more dependent on DSCs

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Regulatory overhaul?

MFDA proposes creation of new, comprehensive SRO for registered firms

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A new leader emerges

The CSA has stepped up to take the OSC's place as the standard bearer for regulatory progress

  • By: IE Staff
  • March 6, 2020 March 5, 2020
  • 00:03
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CSA seeks easier access to foreign alternative trading systems

Regulators adopt new framework for exempting foreign trading venues

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CSA to speed up prospectus reviews

Regulators make pre-filing reviews broadly available