Revisions seek to better align with global standards
Ongoing regulatory initiatives include binding authority at OBSI, climate-related disclosures, misleading titles, mutual fund sales practices and more
With reforms pending, the organization will search for new consumer, industry board reps
SRO drops firm sponsorship requirement, among other changes
Investors enjoy DIY investing, relying more on social media for information
SRO integration and investor protection also on the agenda
Regulators adopt temporary measure to expand capital raising options
"Landmark" legislation is significant step forward in protecting investors, organization says
Proposal would require seg fund disclosure of embedded costs
Regulators issue advice to fund managers on ESG terms in fund names