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Company: Canadian Securities Administrators

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new rules

Crunch time for benchmark reform, CSA warns

CDOR, LIBOR facing changes in the year ahead

Horn speaker for public relations sign symbol, vintage color - sun with blue sky

The client-focused reforms: SRO edition

IIROC publishes its version of the CSA's CFRs, which take effect in 2021

advisor with client

Value for fees: What investors now expect from their advisors

Changing investor expectations create new opportunities for advisors

  • By: Susan Silma
  • November 4, 2020 November 4, 2020
  • 15:58
a man on a precipice

Covid-19: the ultimate extraordinary item

CSA provides guidance on financial reporting in the throes of a pandemic

client meeting

How are investors responding to enhanced disclosure?

Surveys show that the introduction of Fund Facts and CRM2 reports is achieving policy objectives

compliance puzzle

With conduct rules looming, industry has work to do

CSA, SROs provide guidance on client-focused reforms requirements

tax inspector investigating financial documents through magnifying glass, forensic accounting or financial forensics, inspecting offshore company financial papers, documents and reports.

FSRA to examine seg funds, MGA channel

The regulator is launching a pair of advisory committees to inform policy-making

a serious business man thinking about serious problems

Regulators aim for continued agility after the pandemic

A regulatory panel at IFIC's leadership conference discussed Covid-19's challenges

man being rescued by lifeboat

Avoiding fund redemption nightmares

CSA issues guidance for fund managers on liquidity risk

businessman showing where to sign agreement law contract pen

CSA seeks revisions to OM disclosure

Proposals aim to clarify issuer requirements, bolster investor insight