Home Canadian Securities Administrators

Company: Canadian Securities Administrators

909 results found
Financial stock exchange market display screen board on the street

The proposal would allow eligible issuers to raise up to $10 million annually

  • By: IE Staff
  • July 28, 2021 July 28, 2021
  • 15:04
think outside of the box

Fund dealers' first CE cycle to kick off on Dec. 1

client meeting

New rules will enable firms to use temporary holds, seek trusted contacts to help protect vulnerable investors

diversity

The CSA will hold consultations on enhancing diversity while the U.K. considers targets, pay links and enforcement

business man using magnifying glass to inspect documents

An oversight examination has uncovered just one "low-priority" issue with market surveillance

suspicious client

Regulators are granting relief from certain CFR requirements to allow DSC sales until a ban takes effect

map of Canada

New rules increase maximum limits for issuers and investors

gavel on a laptop

Securities regulators ordered more than $42 million in restitution, compensation and disgorgement

client meeting

The proposals are out for a 60-day comment period

senior couple sitting at table with financial advisor

Financial industry can be the first line of defence against exploitation of vulnerable investors