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Company: Canadian Securities Administrators

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There’s support for the CSA’s proposals, but criticism of regulators

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TMX Group asked the regulators last week for more time to analyze and provide feedback on the plans

CSA to co-ordinate with U.S. regulator

People Working Finance Stock Exchange ConceptPeople Working Finance Stock Exchange Concept

Proposed pilot would examine the effects of a prohibition of rebate payments by Canadian marketplaces

Stock market background design

Request follows recent a SEC decision which found that exchanges did not provide sufficient justification for their marketplace fees

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PMAC wants CSA to leave pooled funds out of client-focused reforms

  • By: IE Staff
  • December 14, 2018 February 15, 2019
  • 16:00

Companies are making unsubstantiated claims about their businesses and their profit prospects with an eye to boosting stock prices, regulators warn

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Distribution of disclosure documents for ETFs begins in December

Stakeholders should consult with their local regulators

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Industry group calls for joint CSA/SRO committee to receive feedback and guidance