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Company: Canadian Securities Administrators

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business angel against the sky

In its annual statement of priorities, regulator reinforces its commitment to CSA’s proposed reforms and bolstering banking ombudsman

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CSA says self-regulatory organization meets terms and conditions of its recognition order

Many hands choosing cryptocurrency coins from box labeled ICO

CSA report highlights investor education activities

senior couple sitting at table with financial advisor

Industry groups and investor advocates agreed on some of the proposed rules, but opinions were divided on the decision to allow embedded commissions to remain in place

Downtown office buildings Toronto

Dealers and advisors can breathe a sigh of relief that there is no blanket ban on trailer commissions and no statutory best interest standard

  • By: IE Staff
  • June 21, 2018 June 22, 2018
  • 10:05
financial advisor explaining investment plan to couple on laptop at office desk

But regulators are banning DSCs and enhancing regulatory requirements for registrants to avoid situations that place them in a conflict of interest

loseup portrait senior man protecting a piggy bank

The effects of financial abuse frequently go well beyond the pocketbook

  • By: IE Staff
  • June 18, 2018 June 18, 2018
  • 06:00
Businessman analysis the stockmarket on labtop Stock Market Investment Online

CSA issues a second request for comment

Many hands choosing cryptocurrency coins from box labeled ICO

The new guidance aims to address when an offering of tokens involves an offering of securities

xhausted businessman dragging heavy chains

Regulators will propose eliminating redundant disclosure and making greater use of online technology to communicate with investors