Committee applications due July 5
The reforms also feature new relationship disclosure requirements for both registered investment advisors and broker-dealers
Regulator plans to work with provincial regulators and step up efforts to protect vulnerable investors such as seniors
The assets may not fall under the jurisdiction of traditional securities regulators
Group says cryptoassets should be subject to the same regulatory principles as traditional securities
Firm seeks approval from OSC on regulated market for digital assets
BCSC report warns of liquidity, security and volatility risks; IIROC assembles crypto working group
As millennials inherit their parents’ wealth, advisors will need to evolve their business practices
Paying dealers to solicit votes in contested director elections creates "unmanageable" conflict
The threat of a shortage of financial advice is cited by industry groups as a reason to avoid tougher investor protection rules