Company: Canadian Securities Administrators

753 results found
Business meeting concept illustration in an aerial view with people sitting around a conference table

Committee applications due July 5

Federal Hall with Washington Statue on the front, wall street, Manhattan, New York City

The reforms also feature new relationship disclosure requirements for both registered investment advisors and broker-dealers

hand drawing creative business strategy with light bulb as concept

Regulator plans to work with provincial regulators and step up efforts to protect vulnerable investors such as seniors

bitcoin ethereum litecoin concept coins on black

The assets may not fall under the jurisdiction of traditional securities regulators

bitcoin ethereum litecoin concept coins on black

Group says cryptoassets should be subject to the same regulatory principles as traditional securities

Bitcoin Electronic Crypto Currency Exchange Concept Illustration

Firm seeks approval from OSC on regulated market for digital assets

Many hands choosing cryptocurrency coins from box labeled ICO

BCSC report warns of liquidity, security and volatility risks; IIROC assembles crypto working group

two couples having a picnic on the beach

As millennials inherit their parents’ wealth, advisors will need to evolve their business practices

mature couple with young financial advisor

Paying dealers to solicit votes in contested director elections creates "unmanageable" conflict

The threat of a shortage of financial advice is cited by industry groups as a reason to avoid tougher investor protection rules