Regulators propose long-awaited reforms to enhance industry dispute-resolution system
Firms are reporting increased compliance costs as they respond to ESG guidance and regulatory "sweeps"
Proposed legislation aims to boost investor protection
Regulators to explore the regulation, provision of advice online
Lack of consensus on possible reforms sends regulators back to study the issues
Draft rules out for comment, expected to take effect in 2026
Groundbreaking securities lawyer, Glorianne Stromberg, dies
Legislative changes would cut minimum comment period to 60 days
CSA and CIRO seek feedback on the SEC's market structure proposals
Regulators propose revisions to accommodate variety of settlement cycles