Dealers will vote Sept. 29 on the fate of the IIROC-MFDA merger
The CSA is reviewing distribution arrangements for in-house funds
Report highlights size of portfolio decarbonization challenge
Fees, expenses surging ahead of IIROC-MFDA amalgamation
CSA demands pre-registration undertakings from firms to protect investors
Regulators to prep industry for forthcoming conduct regime
The feds are consulting on virtual meetings and "access equals delivery" in the financial sector
Following CBCA changes and CSA discussions, the government is consulting on requirements for federal-sector firms
Several moves have occurred, including new head of Canada for T. Rowe Price
Lawyers, academics named to new advisory group