CSA demands pre-registration undertakings from firms to protect investors
Regulators to prep industry for forthcoming conduct regime
The feds are consulting on virtual meetings and "access equals delivery" in the financial sector
Following CBCA changes and CSA discussions, the government is consulting on requirements for federal-sector firms
Several moves have occurred, including new head of Canada for T. Rowe Price
Lawyers, academics named to new advisory group
Advocacy group calls for regulators to prioritize investor protection
Three-year plan focuses on CFR enforcement, dispute resolution and crypto
Consultation on improving, harmonizing fund disclosure remains open until July 27
Under the AMF's Morisset, regulators adopted major investor protection reforms