Regulator orders almost US$1 million in sanctions, disgorgement and restitution
The fund seeks to replicate the returns of high-conviction hedge funds
Sales increased just 0.2% after a sharp fall of 1.6% in December
Quebecor releases earnings, BoC's Carolyn Wilkins speaks in Vancouver, Statscan releases data on household debt
Weak U.S. jobs numbers and dropping oil prices pull markets down
An expert panel offers insights
A structured process in KYC interviews can help ensure clients receive equitable attention
His direct compensation was 1.7% above target
Regulator plans to study the effects of curbing trading venues’ fee/rebate structures
Supreme Court makes decision in Henson trust case
IAP wants regulatory sanctions against individuals to apply across regional and industry jurisdictions
AUM dropped in 2018, thanks to flagging markets
Technology is important, but understanding client needs begins with advisors, says Jeff Macoun
Regulators' proposals would lower banks' risk-based capital requirements
Business model in peril, if investors start to trust AI agents
"Uncertainty is being driven through the roof," says Scotiabank economist
Enforcement case concluded against man convicted of insider trading
Lawsuit alleging man exploited in real estate deals allowed to continue
Request for state-appointed legal counsel denied by Ontario appeal court
Change is meant to combat misconduct, cheating: FSRA
Fee-only advisory firm sets up in Montreal
Temporary measures extended as unemployment holds steady at more than 6.5%
Deputy governor posts to filled via an internal recruitment process
Interim PBO Jason Jacques' term expired at start of March
Plus, Wellington-Altus adds talent, OSFI's Gully headed for Basel Committee and more
Plus, other launches, fund changes announced
Plus new equity ETF launches from CIBC and LongPoint, Dynamic debuts private assets fund, and more
Favourable demographics and a rising middle class are ingredients for long-term secular growth