The proportion of the country's responsible investment assets dedicated to retail investors is roughly double that of Canada
SRO recommends asking clients for a trusted contact person, putting temporary holds on suspicious transactions
Investors are holding onto large cash balances despite anticipating stock market gains
The system will be unveiled in four phases, beginning in 2021
Ontario and British Columbia are expected to lead in sales growth as disposable income grows
Award celebrates talented young professionals in the investment industry
Dollar, oil move higher
Kyle Weaver currently manages three equity funds in the U.S.
Regulators will look at whether they should continue to exclude trades done under ASDPs from insider reporting requirements
A future hearing will determine sanctions against Cornish; allegations against Caruso and Sidders were dismissed
Both mutual fund and ETF AUM increased last month
Regulator alleges duo promoted and sold investments to vulnerable investors through Wealth-e Group
Global Financial Innovation Network grows to include 50 organizations
'Hot print' from Micron Technologies boosted enthusiasm for tech stocks, says portfolio manager
Central bank sees slowdown in wage gains from collective agreements
Rise in benchmark short-term rate to 0.75% is aimed at curbing inflation
Accountant allegedly found assets used to lure investors to schemes
OSC forgoes monetary sanctions, amid bankruptcy, ongoing litigation
Execs that previously pleaded guilty in fraud case accept regulatory sanctions
Plus, Raymond James gains Richardson advisor, and promotions at BMO, CI GAM, Wellington-Altus and more
Provincial regulator can halt trading when misinformation circulates
QAFP exam has one more sitting before title protection transition ends
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
Mutual fund, ETF AUM rose for the seventh consecutive month
Plus, other product launches and news, including more ESG fund terminations
More than 300 new products landed in 2025 — a new record