In part two of a six-part series on targeted regulatory reforms, Dan Richards, CEO, Client Insights, speaks with Lynn McGrade, partner at Borden Ladner Gervais LLP, about the CSA’s proposed changes to know-your-client and suitability that would significantly raise professional standards for advisors.
Housing costs are a growing worry, BMO index finds
New funds hold several big names found in broad U.S. stock indexes
Effective communication, whether digital or in person, remains key to strong client/advisor relationships
Several major initiatives could launch this year
Liberal government more likely to focus on AMT, capital gains in Budget 2023
Gluskin Sheff's parent company, Onex, is winding down the wealth management business
Other industry moves this week include a new head for the FP Canada Institute
Like Ontario and Saskatchewan, the province will regulate "financial advisor" and "financial planner"