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Keyword: Know your client

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Bitcoin in the hands of a child. The boy holds a metal coin of crypto currency in his hands.

U.S., European authorities take down Bitzlato platform

Brooklyn Bridge and the downtown Manhattan skyline in New York City

Deal with New York regulator addresses crypto platform's compliance failings

angry client meeting

At FP Canada's annual conference, Bessner outlined red flags to identify and mitigate

Teach clients to meet you halfway — here’s how

Businessman calculating and checking articles of agreemen

A client scenario shows the importance of inquiring about assets you don’t administer

advisor client meeting

Advisors must show that clients understood an investment and its risks

Magnifying glass icon in flat style. Search loupe on color background. Business analytic charts illustration. Vector design object for you project

Significant product changes offer opportunities to engage clients, get to know them better and address suitability


SRO levies $60,000 fine and orders $10,000 in costs

man opening curtain to reveal something

Advisors ignore this important know-your-client item to their detriment

Support a maturing demographic by adapting to changing needs