Why KYC updates have never been more important to your success
Engaging with regulators is an important part of ensuring new rules are implemented effectively
Technology solutions can help advisors meet compliance obligations
Firms spent over US$1 billion on regtech last year
The OSC says there is a lot of room for improvement in its 2019 summary report
Clients were advised to concentrate their holdings in precious metals sector funds
Situations become complicated when couples aren’t on the same page about their goals
Referral cases more than doubled from 2018 to 2019
As millennials inherit their parents’ wealth, advisors will need to evolve their business practices
Getting a contact name early can help advisors manage issues before they arise