Mike Reilly talks about TD’s improvement in 34 out of 38 categories in the 2013 Brokerage Report Card
Mike Reilly, president and national sales manager with TD Wealth Private Investment Advice, talks about TD’s improvement in 34 out of 38 categories in the 2013 Brokerage Report Card. Ninety-eight percent of TD advisors surveyed report creating financial plans and advisors gave a 0.7 improvement rating to the firm’s receptiveness to feedback. Reilly spoke with Clare O’Hara, staff reporter with Investment Executive, at the TMX Broadcast Centre in Toronto.
Recent changes to the way that active business income earned within a private corporation is taxed may affect some of your high net-worth clients
Although advisors are likely to recommend their firm to another advisor, this changes sometimes based on their perception of their brokerage
Although overall AUM and productivity are up, this isn’t the case at all firms in this year’s Brokerage Report Card
The agency could extend reassessment period if a taxpayer is issued a notice of non-compliance
Fund manager has no assets or insurance, lawyer says
Fees to rise for most firms as minimums go up, certain dealers pay higher share
A mix of retirements and board appointments