Firms have until December 2013 to apply changes to rules related to prohibited personal financial dealings and permissible outside business activities
The ASC has reciprocated bans against two individuals who traded securities without registration
Investors Group will merge nine corporate class funds and change the investment objective of 10 funds
CC&B Group Inc. and Serafattin Solak are not licensed to do insurance business in Ontario
Boomers must address the gap between a “healthy” and “average” life expectancy: report
Manager seeking assurances from Dept. of Finance
New roles for Richard Nesbitt, Tom Woods and Laura Dottori-Attanasio
Van Berkom to advise Scotia Private Canadian Small Cap Pool
Manulife Balanced Income Private Trust and Manulife Balanced Private Trust join investment program for affluent investors
Paperless cheque processing and depositing available from mobile devices, desktop scanners, and image-enabled ABMs