Wide range of proposals, from market structure to broker conflict issues, dropped
New regime aims to facilitate trading in shares of companies that aren't ready to go public
Regulator proposes broad prohibition on trading in connection with offerings
Broker failed to meet gatekeeper obligations, missed red flags, when trading penny stocks for U.K. firm
New firm failed to adequately review trading, client comms, SRO alleged
Policymakers are seeking to make it easier for companies to go public
Exchange hearing set over 2019 trades
Firms would be restricted from providing lending products to retail investors
European regulator issues principles and practices for crypto trading supervision
Consultation examines risks, benefits of round-the-clock trading