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Keyword: Trading rules

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European regulators to review pre-trade controls adopted to prevent flash crashes

Guards against "fat finger" error to face regs’ scrutiny

A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

CIRO sanctions dealer’s supervisory lapses

Calgary's Leede Jones Gable fined $150,000 for oversight failings

FCA finalizes reforms to revive listings

Regulator proposes bond market transparency reforms alongside simplified listing regime

European Union headquarters

CSA moves on T+1; Europe urged to follow suit

U.S. fund industry calls for global move to shorter settlement cycle

Green globe

Carbon markets need rules too: IOSCO

Regulators launch consultation on standards, practices for carbon credit trading

stock market down

CSA, CIRO stand pat on short-selling

Lack of consensus on possible reforms sends regulators back to study the issues

Advisor tracking stocks

MX proposes new trading functionality

Exchange aims to enhance appeal with new order type and automation

U.S. Canada flag

The fallout for Canada from U.S. market reforms

CSA and CIRO seek feedback on the SEC's market structure proposals

big vs little

SEC considers curbs on trading fee models

Proposal aims to address concerns about competitiveness of smaller brokers

Dispute at desk

SEC targets best-interest rules in broker reviews

Regulator's exam division sets compliance priorities for 2024