The banks participated in a deal to help sell off Royal Dutch Shell plc's 8% stake in Canadian Natural Resources Ltd.
Weak trading volume can have multiple negative impacts
Fee changes would have to be submitted for comment and approved
The regulatory agency has published a consultation paper on market abuse rules
Dynamic repricing for Order Protection Rule orders was scheduled to debut later this month
Fines, disgorgement and costs total $105,000
Comments are due by Aug. 16
The CSA and IIROC seek feedback on the impact of internalization on Canadian equity markets
The former head trader allocated new issues acquired for retail clients to his employer's trading accounts or his own personal trading accounts
The exchange will open its market at 2 a.m. beginning Oct. 9