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Keyword: Trading rules

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People Working Finance Stock Exchange ConceptPeople Working Finance Stock Exchange Concept

Dynamic repricing for Order Protection Rule orders was scheduled to debut later this month

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Fines, disgorgement and costs total $105,000

  • By: IE Staff
  • July 25, 2019 September 19, 2019
  • 13:17
Businessman check seriously analyzes a finance report investor colleagues discussing new plan financial graph data. bank managers task. Concept business and finance ,Account analyzes planing

Comments are due by Aug. 16

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The CSA and IIROC seek feedback on the impact of internalization on Canadian equity markets

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The former head trader allocated new issues acquired for retail clients to his employer's trading accounts or his own personal trading accounts

checking stock market data on a mobile device

The exchange will open its market at 2 a.m. beginning Oct. 9

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Canadian investors don’t have easy access to these products, nor do they have much price transparency, the exchange says

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The MRAC provides advice to IIROC staff about possible changes to trading rules, guidance and other market regulation issues

People Working Finance Stock Exchange ConceptPeople Working Finance Stock Exchange Concept

The SRO has launched a second consultation on the proposals, which may have “significant impacts” on the investment industry

IIROC and the CSA have begun to gather information in order to determine whether any regulatory action is required