Revisions seek to better align with global standards
Consultation aims to clarify and improve compliance with trading rules
Self-regulatory organization reported year-over-year decline in decisions and sanctions
Proposals include circuit breaker requirements, standards for trade reporting
Report from EU regulator finalizes technical standards to enhance transparency for investors, improve clarity for industry
SRO integration and investor protection also on the agenda
Crypto exposures, operational risks may need capital charges
Technical glitch prevented comprehensive trade surveillance by JP Morgan
Firm's controls failed to block massive trading goof
Any time you shorten a settlement cycle, you reduce risk, CCMA head says