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Keyword: Trading rules

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Growth in Canadian depositary receipts prompts SRO to expand guidance on trading halts

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Proposed reforms are likely to drive volume away from wholesalers and market makers, reports say

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The regulator proposed reforms to enhance competition and boost investor protection

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Bourse aims to reintroduce order type that hasn't been used since 2001

40556994 - close up image of stock market data on a computer monitor.

Consultation paper considers a range of options

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Paper proposes a fee for settlement failures in the government bond and Treasury markets

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Regulators require internal compliance expertise

  • By: Ian Russell
  • September 26, 2022 September 26, 2022
  • 15:00
40556994 - close up image of stock market data on a computer monitor.

SRO provides guidance on short covering expectations

stock market

SEC proposal to narrow FINRA exemption should benefit brokers

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Proposal would narrow exemption from FINRA for prop trading firms