Regulators require internal compliance expertise
SRO provides guidance on short covering expectations
SEC proposal to narrow FINRA exemption should benefit brokers
Proposal would narrow exemption from FINRA for prop trading firms
Software updates caused various issues undermining market oversight
SRO committees focus on market regulation, fixed-income trading issues
The FCA launched a consultation on trade reporting, transparency and tick size changes
Possible SEC reforms to order handling rules would reshape trading landscape: Moody's
Regulator to consider sweeping market structure reforms
Research published by the World Federation of Exchanges finds stressed markets in March 2020 were calmed by trading halts