ESMA issues series of guidance ahead of new regime's launch at year end
Proposed reforms would harmonize requirements for inter-listed securities
Research suggests looking to FX markets for solutions
Regulator issues report with recommendations for building safe, sound markets
Regulator examines use of discretion in ratings, following OBSI alert
SRO considers modernizing rules amid market, investor evolution
Exam division details compliance priorities for year ahead
ESMA promises transition oversight group to support move to faster settlement
CIRO settles with firm over failure to question suspicious trading activity
Regulatory order breach results in fine, disgorgement and a new ban