Keyword: Trading rules

58 results found
Stock exchange board with abstract background

Canadian investors don’t have easy access to these products, nor do they have much price transparency, the exchange says

meeting room interior with table, raw of chairs and block-notes,decorated in black and white tones

The MRAC provides advice to IIROC staff about possible changes to trading rules, guidance and other market regulation issues

People Working Finance Stock Exchange ConceptPeople Working Finance Stock Exchange Concept

The SRO has launched a second consultation on the proposals, which may have “significant impacts” on the investment industry

IIROC and the CSA have begun to gather information in order to determine whether any regulatory action is required

Rule changes by IIROC would make the CSA requirements redundant

Various jurisdictions are undertaking reforms

Transition to shorter T+2 settlement now underway

Regulator requests initial comments and proposes working group

OECD raises Canada’s economic growth outlook to 2.4% for 2017

Firms had said the existing approach is too prescriptive and outdated and it should be altered to accommodate changes in current market structure

OSFI proposes revisions to capital rules for life insurers

The new rules combine the existing sets of dealer and marketplace rules into a single set of rules for all enforcement proceedings

Several markets will be considered unprotected for the purposes of the revised order protection rule