SRO recommends asking clients for a trusted contact person, putting temporary holds on suspicious transactions
The federal party says it will increase the credit by $1,000 per year, per senior
But a report shows they aren’t working as long as other Canadians
An aging population means more Canadians are finding themselves caring for older relatives
OBSI finds seniors complain the most about mutual funds, disclosure issues
IIROC survey shows support for protecting vulnerable clients, while CSA suggests best practices
A STEP Canada session offered communication tips for advisors
Regulator plans to work with provincial regulators and step up efforts to protect vulnerable investors such as seniors
Recent legislation gives financial firms and employees immunity for reporting incidents
"The respondent took advantage of her. The facts are shocking," an MFDA panel said