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Keyword: Seniors

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Financial advisors can help remove the burden for beneficiaries and executors by helping retirees organize ahead of time

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Elderly clients can take steps to help themselves enjoy longer, healthier lives

  • By: Leah Golob
  • November 22, 2021 November 19, 2021
  • 00:03
senior couple feeding birds

Two financial advisors suggest portfolios that provide income, tax efficiency and inflation protection for a hypothetical senior client


The client lost $1.3 million to risky trading that generated $232,000 in commissions

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The bank was fined $400,000 after it overcharged seniors $31 million

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SEC, FINRA, NASAA join forces in investor protection push

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In decision, MFDA panel stresses need for sanctions that deter exploitation of vulnerable investors

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Shortcoming uncovered in state regulators' compliance reviews, NASAA reports

advisor-client meeting

A qualifying senior couple would receive $750 more per year

client meeting

New rules will enable firms to use temporary holds, seek trusted contacts to help protect vulnerable investors