Advocacy group calls for regulators to prioritize investor protection
Ex-fund rep misappropriated client money and disappeared
Regulators are also forming a new advisory committee to review SRO consolidation
Editorial: If the merger results in a more robust, investor-focused SRO, then short-term distractions can be forgiven
Disappointment rests on a mistaken presumption, writes Ian Russell
Appointees will join new SRO's disciplinary committees
The SRO detailed its policy priorities for the year
The Canadian Securities Administrators say the new SRO's CEO will be named in the coming weeks
Advisors who leave the industry to avoid investigations and hearings suffer more severe penalties
Ontario judge sides with MFDA in attempt to collect sanctions