Two men from Florida agreed to the penalties without admitting or denying the charges
OBSI’s Joint Regulators Committee said client compensation has fallen $1.3 million short of the recommended payout over three years
Improving the CSA makes more sense than trying to create another national regulator
Citing continued consumer harm and a lack of trust, regulator plans tougher consumer protection requirements
Now that the project has been shelved, Ottawa and the provinces can focus on improving securities regulation, experts say
Investor legal aid clinics supplied two new members to the advocacy group
What the government intends to do with the proposals remains unclear
The market battle that involved GameStop, AMC has sparked a review of trading practices
Ex-CEO sanctioned for trading after issuing misleading press releases
The proposals would radically alter securities regulation in Ontario