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Keyword: Securities regulations

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EU flags waving in front of European Parliament building. Brussels, Belgium

ESMA also promises legislative changes to address market data costs

Stacked white books on rules and regulations

The MFDA's auditors and directors were also approved at the meeting

compliance puzzle

The new guidance, which takes effect in June, will reflect recent changes to AML obligations

handshaking and exchanging contract documents

The relationship with IIROC may change how firms approach OBSI inquiries, a letter says


  • By: IE Staff
  • November 15, 2019 November 14, 2019
  • 00:02
Law concept - Law book with a wooden judges gavel on table in a courtroom or law enforcement office

Province will create a task force for the review

Stacked white books on rules and regulations

Regulators will look at whether they should continue to exclude trades done under ASDPs from insider reporting requirements

20280679 - businessman in boxing gloves on background

The move comes after the SEC accused Kik of conducting an illegal offering

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Company claims its tokens are a currency not covered by securities laws

usiness team in a meeting looking at a sheet of paper

The rule changes come into effect Sept. 6