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Keyword: Securities regulations

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Business People Meeting Discussion in a boardroom concept

More effort needed to achieve task force policy objectives

Overlapping regulatory agendas will require constructive coordination

  • By: Ian Russell
  • September 23, 2020 September 23, 2020
  • 16:39
Grand opening, cutting red ribbon

IIROC chooses 2020-21 board members

Board has three new members

  • By: IE Staff
  • September 23, 2020 September 23, 2020
  • 14:48
compliance puzzle

CSA seeks changes to derivatives rules

Proposals would refine mandatory central clearing

34369995 - businessman show analyzing report, business performance concept

Do investors understand their fees, portfolios?

A multi-year research project by CSA offers insight

  • By: Katie Keir
  • August 27, 2020 August 27, 2020
  • 16:04
flag of ontario flying high on a flag post, against blue sky

Ontario capital markets task force proposes big changes

Group suggests a transformation of OSC and SRO governance

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Pilot to study trading-fee rebates scrapped

A court ruling against the SEC has implications for Canada

Taxpayer's desk and excise documents to import and export industrial goods for the purpose of maximizing profits for large business organizations. (Taxpayer's desk and excise documents to import and export industrial goods for the purpose of maximizin

Regulators sticking to their plan

A ban on trailers for discounters, a stronger OBSI and protecting seniors remain priorities for the CSA

a man interrupts a cascade of falling dominoes

Pandemic pauses regulators’ agendas

AMF defers new strategic plan to 2021, OSC looks to autumn consultation

Shot of a group of young businesspeople using a laptop during a meeting in the boardroom of a modern office

New digital education tool for Aligned Capital advisors

The firm has teamed up with Toronto-based education provider Learnedly

  • By: IE Staff
  • June 9, 2020 June 9, 2020
  • 10:37
Close of businesswoman making announcement in paper trumpet

CSA extends filing relief

Regulators provide further extensions on filing deadlines