The man and his company were not registered to trade securities, BCSC says
Carl Icahn and Icahn Enterprises have agreed to pay $2M in total in penalties: SEC
Ongoing regulatory initiatives include binding authority at OBSI, climate-related disclosures, misleading titles, mutual fund sales practices and more
Regulatory review comes as ETFs hold a growing share of the investment fund market
Cryptocurrency exchange says it does not direct its services at those in Canada
Newsmaker: CEO Grant Vingoe also wants to see binding decision-making authority for OBSI
Investor decries lack of communication throughout cease-trade order, and recommends increased due diligence when choosing funds
The rule is pending review in the U.S. Court of Appeals for the Eighth Circuit
A year after an unprecedented cease-trade order, unitholders are still waiting for answers
There are practical steps to take following the Emerge Canada saga