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Keyword: Securities regulations

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Illustration of two people shaking hands on two upward arrows

Editorial: In a letter to the CSA, trade groups recommend 5 initiatives to harmonize securities regulations across the country

  • By: IE Staff
  • June 10, 2025 June 10, 2025
  • 11:02
Taxpayer's desk and excise documents to import and export industrial goods for the purpose of maximizing profits for large business organizations. (Taxpayer's desk and excise documents to import and export industrial goods for the purpose of maximizin

From working groups to consulting with regulators, brokerages want to help smooth client conversations

Illustration of two people shaking hands on two upward arrows

Agreement between Ontario and Hong Kong aims to ease market access

Crypto coins

The cryptoassets are used for commercial purposes, not as investments, regulator says

Robert Bard becomes head of Cardinal Point's wealth management operations in Montreal, following acquisition of Dorchester

Move allows more time to deal with operational, regulatory issues

business direction

Junk fees, open banking and more proposed for the regulator’s next fiscal year

financial risk

Review examines post-crisis response in securitization markets, signals CLO concerns

Judge's gavel with magnifying glass on black.

Alberta man stole more than $500,000 from vulnerable investors

  • By: IE Staff
  • December 13, 2024 December 13, 2024
  • 15:52
Businessman overlooking multiple pathway options

This roundup includes a mix of industry veterans who have chosen new firms or ventures

  • By: Katie Keir
  • October 17, 2024 October 17, 2024
  • 12:40