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Keyword: Securities regulations

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Row of business people listening to presentation at seminar

Regulators require internal compliance expertise

  • By: Ian Russell
  • September 26, 2022 September 26, 2022
  • 15:00

From leadership restructuring to the creation of a new role, it's a busy start to the fall

  • By: Katie Keir
  • September 22, 2022 September 22, 2022
  • 15:07
Financial stock exchange market display screen board on the street

For greater investor protection, the final exemption imposes primary offering liability

  • By: IE Staff
  • September 8, 2022 September 8, 2022
  • 12:41
Close up of businessman hands making handshake - greeting, dealing, merger and acquisition concepts

Cited risks from collaboration with industry are unfounded, writes Paul Bourque


Morningstar and As You Sow said the category could make ESG fund comparisons more difficult for investors

Canada, provinces, map, red

Opinion: Interest rate benchmark reform requires careful execution and strong collaboration

  • By: Jack Rando
  • August 9, 2022 August 9, 2022
  • 09:25
Businessmen trading stock looking at graphs indexes and numbers on multiple computer screens

The Canadian financial industry will be juggling two major infrastructure projects over the next two years

Multiethnic group of people cooperating for environmental protection

Proposals from the SEC and ISSB go further than the CSA’s

Ontario Legislative Building at Queens Park in Toronto Ontario

Disappointment rests on a mistaken presumption, writes Ian Russell

Queen's park, Ontario

Timothy Moseley has been nominated as chief adjudicator for the commission's new Capital Markets Tribunal