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Grant Vingoe will take over as acting chair following Jensen's departure on April 15

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With the concept of a national regulator in limbo, the CSA plans to review the self-regulatory structure

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ESMA also promises legislative changes to address market data costs

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The MFDA's auditors and directors were also approved at the meeting

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The new guidance, which takes effect in June, will reflect recent changes to AML obligations

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The relationship with IIROC may change how firms approach OBSI inquiries, a letter says


  • By: IE Staff
  • November 15, 2019 November 14, 2019
  • 00:02
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Province will create a task force for the review

Stacked white books on rules and regulations

Regulators will look at whether they should continue to exclude trades done under ASDPs from insider reporting requirements

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The move comes after the SEC accused Kik of conducting an illegal offering