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Keyword: Securities regulations

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Pile of cryptocurrency coins

Crypto exchange confident it will “someday return” to Canada

Taxpayer's desk and excise documents to import and export industrial goods for the purpose of maximizing profits for large business organizations. (Taxpayer's desk and excise documents to import and export industrial goods for the purpose of maximizin

The Quebec regulator also plans to improve complaint handling and financial literacy

  • By: IE Staff
  • April 27, 2023 April 27, 2023
  • 16:31
stock market down

Assets in Emerge ETFs are held in trust and still “have value” during cease-trade order, firm says

Businessman confused and being in bad temper with error message on computer.

Ontario's Ministry of Finance says it is still assessing the OSC's report a year after it was submitted

  • By: Katie Keir
  • February 23, 2023 February 24, 2023
  • 15:41
a woman entering a door of unknown mystery

Wealth leader Stephan Bourbonnais wants the iA businesses to lead the way in the new self-regulatory regime

  • By: Katie Keir
  • February 15, 2023 February 15, 2023
  • 13:48
rubber stamp

Regulatory efficiency saves costs and ultimately benefits investors

U.S. regulators settle with firm over unregistered product

Queen's park, Ontario

Cowan replaces Heather Zordel, who resigned last month

  • By: IE Staff
  • November 30, 2022 November 30, 2022
  • 17:13
Horn speaker for public relations sign symbol, vintage color - sun with blue sky

Leadership veterans joining the IIAC's group of advisors include big hitters like Rick Annaert, Steve Donald and Steve Geist

  • By: Katie Keir
  • October 21, 2022 October 21, 2022
  • 14:03

The company failed to file accurate financial statements, the regulator alleges