Ongoing regulatory initiatives include binding authority at OBSI, climate-related disclosures, misleading titles, mutual fund sales practices and more
Regulatory review comes as ETFs hold a growing share of the investment fund market
Cryptocurrency exchange says it does not direct its services at those in Canada
Newsmaker: CEO Grant Vingoe also wants to see binding decision-making authority for OBSI
Investor decries lack of communication throughout cease-trade order, and recommends increased due diligence when choosing funds
The rule is pending review in the U.S. Court of Appeals for the Eighth Circuit
A year after an unprecedented cease-trade order, unitholders are still waiting for answers
There are practical steps to take following the Emerge Canada saga
Experts say companies are likely to prepare to comply anyway
The new Federation of Independent Dealers named its 2024 board leader and future focus