Keyword: Securities regulations

556 results found
Banks on money pile

Editorial: The OSC should be doing more to return money to harmed investors

  • By: IE Staff
  • September 18, 2023 September 14, 2023
  • 00:05
Mid-year blackboard

Performance gains in 2022 for the client account statements category peeled back in the 2023 Dealers’ Report Card

gavel

Investors' reps challenge a ruling over who gets priority in an insolvency

A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

Firm tried to hide the fact that cryptoassets represented securities, regulator charged

Crypto coins

Regulators issue guidance on valuation, liquidity and custody issues for crypto funds

Pile of cryptocurrency coins

Crypto exchange confident it will “someday return” to Canada

Taxpayer's desk and excise documents to import and export industrial goods for the purpose of maximizing profits for large business organizations. (Taxpayer's desk and excise documents to import and export industrial goods for the purpose of maximizin

The Quebec regulator also plans to improve complaint handling and financial literacy

  • By: IE Staff
  • April 27, 2023 April 27, 2023
  • 16:31
stock market down

Assets in Emerge ETFs are held in trust and still “have value” during cease-trade order, firm says

Businessman confused and being in bad temper with error message on computer.

Ontario's Ministry of Finance says it is still assessing the OSC's report a year after it was submitted

  • By: Katie Keir
  • February 23, 2023 February 24, 2023
  • 15:41
a woman entering a door of unknown mystery

Wealth leader Stephan Bourbonnais wants the iA businesses to lead the way in the new self-regulatory regime

  • By: Katie Keir
  • February 15, 2023 February 15, 2023
  • 13:48