Regulator publishes draft priorities, highlighting competitive concerns
Exam priorities no longer cite crypto as an emerging risk, or focus
Wholesalers allegedly provided reps with valuable tickets
Conduct standards, suitability requirements revised
Research "showed a statistically significant association" between sales pressure and recommendations not in client interests
Reps' concerns have been documented for years in IE's Report Card research
Regulator outlines examination priorities for fiscal 2026
CIRO, CSA to publish joint report on CFR sweep in first half
Proposals aim to boost investor protection around proprietary fund sales
Regulators cite concerns about high-pressure sales tactics in bank branches