In agreements in 2013, banks were given a "free pass" by the regulator on mis-selling to certain clients
Vancouver dealer's differential compensation favoured socially responsible funds and portfolio funds
Incentive structure favoured in-house funds over third-party funds, regulator found
B.C. court dismisses appeal in "enhanced compensation" case
Inquest into industry misconduct leads to "anti-hawking" reforms
Amid concerns about consumer harm, the regulator has backed away from a plan to allow incentives
Regulator's priorities for 2021–2022 include curbing compliance costs and ethical AI
OCC penalizes ex-general counsel in sales practices scandal
Negative perceptions about in-house offerings can affect firms' ratings
An alert says the sales tactic can take advantage of clients