Regulators warn against enforcement reforms, call on OSC to join passport system
SRO reform can lead to a better outcome for dealers and their clients
SRO proposes early adoption of provisions from plain language rewrite
Investors, industry pan the OSC's DSC preservation proposals
Why SROs work well for investors and the industry
A ban on trailers for discounters, a stronger OBSI and protecting seniors remain priorities for the CSA
CSA consultation will focus on self-regulation, not necessarily consolidation
Proposals to break down internal barriers would bolster markets and fund managers
The OSC committee outlined past and present initiatives in its annual report
The regulator scraps its usual policy agenda consultation amid Covid-19