Working group finds strong consensus in favour of term CORRA to replace CDOR
Report calls for action on enforcement and regulatory gaps
Regulators require internal compliance expertise
Dealers will vote Sept. 29 on the fate of the IIROC-MFDA merger
Proposals to boost central clearing, would curb systemic risk, report says
Cited risks from collaboration with industry are unfounded, writes Paul Bourque
New designation approved by FSRA has requirements very similar to those of SROs
Regulators to prep industry for forthcoming conduct regime
Proposal sets tougher independence requirements for boards and committees
Legal, operational issues may arise with loans as key benchmark is eliminated